Questions and Scenarios to Consider
This section offers a list of scenarios that involve federal officials and election administration. As this handbook does not provide legal advice, these scenarios may result in questions that are outside the scope of this document and should be addressed to an attorney.
Federal Presence
Federal officials — including armed, uniformed federal law enforcement officers or military personnel — could appear at in-person voting locations, absentee ballot return locations, or election offices under various circumstances. Regardless of the reason, their appearance may cause concern or confusion. As federal presence in election settings has historically been rare and is subject to both federal and state limitations, reviewing the applicable laws and regulations will help you to appropriately prepare and respond, if necessary.
Scenario: Federal officials arrive at an in-person voting location to vote
SUMMARY
Federal and state law both protect the voting rights of federal officials and military personnel. However, state law may require federal officials to be unarmed when they vote in person.
DISCUSSION
Although North Carolina law does not restrict possession of firearms at or near voting locations specifically, it does restrict or prohibit firearms possession at locations that often serve as polling locations. For example, N.C. Gen. Stat. § 14–269.2 prohibits possession of firearms on educational property, including schools. However, certain exemptions apply per N.C. Gen. Stat. § 14–269(b), including:
- officers and enlisted armed forces personnel “when in discharge of their official duties”;
- federal civil and law enforcement officers;
- officers and soldiers of the militia and National Guard “when called into actual service”;
- members of the North Carolina National Guard who are “designated in writing” by the state adjutant general, have a concealed handgun permit, and are “acting in the discharge of his or her official duties”; and
- off-duty law enforcement, “provided that an officer does not carry a concealed weapon while consuming alcohol or an unlawful controlled substance” or while such substance “remains in the officer’s body.”
Thus, armed federal personnel are likely exempt from the prohibition on firearms possession in schools and courthouses. However, members of the U.S. military and the National Guard may only be exempt from the prohibition while acting in the course of their official duties. Local governments may further restrict the possession of firearms in public buildings, but they must do so in keeping with state law and may not override state firearms statutes (see N.C. Gen. Stat. § 14–409.40).
Federal law also restricts the conduct of federal officials related to elections. For example, 18 U.S.C. § 592 prohibits federal officials from deploying “armed men at any place where a general or special election is held.” At the same time, federal law provides substantial protections to federal officials’ and employees’ right to vote: 18 U.S.C. § 610 makes it a felony for “any person to intimidate, threaten, command, or coerce, or attempt to intimidate, threaten, command, or coerce, any employee of the Federal Government . . . to engage in, or not to engage in, any political activity, including, but not limited to, voting or refusing to vote for any candidate or measure in any election.”
PLANNING AND PREPARATION
- Review policies and State Board of Elections memos that address access to in-person voting locations. Speak with the State Board of Elections or other election officials in your state about their policies.
- Discuss your office’s policies with your counsel and law enforcement. Inform them of any relevant past concerns, challenges, or special considerations in your jurisdiction. Here is a for working with law enforcement to help keep elections, voters, and election infrastructure safe and secure. Consult the North Carolina State Board of Elections reference guide for working with North Carolina law enforcement.
- Update policies as necessary with the understanding that a uniform statewide policy has many advantages for you and your voters. Discuss these policies with local law enforcement and with relevant stakeholders as appropriate, including federal government employee groups, local voting rights groups and other community groups, local military liaisons, and state officials.
- Incorporate these policies into your training materials and other relevant documents.
- Publish, post, and otherwise distribute these policies before and during in-person voting. Consider working with community groups, military and veterans’ groups, and federal officials in your area to help distribute these policies.
- Contact your counsel and notify other election officials in your state of challenges that arise during the in-person voting period.
Scenario: Federal officials arrive at an in-person voting location to observe or monitor an election
SUMMARY
Both the Department of Justice and Congress may deploy election observers or monitors. Applicable restrictions will vary depending on the jurisdiction, the type of election, and other factors. State restrictions on election observers may not apply.
DISCUSSION
The DOJ may deploy federal employees to in-person voting locations. These federal officials are generally categorized as either federal observers or federal monitors. Congress has a separate program that may deploy congressional observers to in-person voting locations.
Federal observers. The DOJ has clear authority to deploy federal observers to locations “where there is a court order under section 3(a) of the Voting Rights Act authorizing their presence.” Currently, the only jurisdictions that meet this requirement are in Louisiana (St. Landry Parish), New Jersey (Union County), and Rhode Island (city of Pawtucket). It is your responsibility to know whether a relevant court order is in place in your jurisdiction. Absent a court order, the DOJ lacks clear authority to deploy federal observers inside in-person voting locations.
Federal monitors. In the past, the department has deployed federal monitors “to monitor for compliance with federal civil rights laws in elections in communities all across the country.” In November 2024, for example, the DOJ deployed monitors to voting locations in 27 states, including certain counties in North Carolina.
The DOJ monitors both federal and non-federal elections, but it has usually limited federal monitor deployments to Election Day. Deployed federal monitors have included DOJ attorneys and other department personnel. Federal election monitoring by the DOJ is typically coordinated by the Civil Rights Division, which informs the relevant election authorities of any plans to send federal monitors and “maintain[s] contact with state and local election officials.”
Whether these monitors can be stationed inside a polling location has been decided by negotiation and, on occasion, by litigation. According to a 2018 report by the U.S. Commission on Civil Rights, the DOJ can “send its own staff to monitor elections, but they can only enter the polls if they have permission from the local jurisdiction.” When permission has not been granted or is in question, some state election officials (including Missouri’s secretary of state and Texas’s attorney general) have requested a court order barring federal monitors inside polling locations after learning that jurisdictions in their states had been selected for federal monitoring. In Texas — which, unlike St. Louis County, had no prior settlement agreement with the DOJ authorizing federal monitoring — the department agreed to station observers outside polling locations.
Congressional observers. “For decades,” Congress has deployed election observers “to watch the administration of congressional elections in the states.” In 2024, Congress codified this practice by enacting the Confirmation of Congressional Observers Act (52 U.S.C. § 21083a) and published guidance on the congressional Election Observer Program. COCOA expressly authorizes Congress to send observers to “polling locations, any location where processing, scanning, tabulating, canvassing, recounting, auditing, or certifying voting results is occurring, or any other part of the process associated with elections for Federal office” (52 U.S.C. § 21083a(a)). The statute also establishes “specific guidelines for conduct and interactions between observers and election staff” and places restrictions on congressional election observers, including prohibitions on handling ballots or voting equipment.
COCOA states that the Qualifications Clause, holding that each house “shall be the Judge of the Elections, Returns and Qualifications of its own Members” (U.S. Const. art. I, § 5, cl. 1), and the Elections Clause, granting state legislatures authority over “the Times, Places and Manner of holding Elections for Senators and Representatives” but giving Congress the right to “at any time by Law make or alter such Regulations” (U.S. Const. art. I, § 4, cl. 1) grant Congress the authority for the program. The act explains that, under this authority, “regardless of legislative action, [Congress] has the authority to send congressional election observers.”
Shortly after COCOA’s passage, House Administration Committee chair Bryan Steil (R-WI) and ranking member Joseph Morelle (D-NY) sent a letter to the National Association of Counties outlining the congressional election observer program and the new legislation. While acknowledging that “states have the important responsibility of administering our federal elections,” the letter emphasized Congress’s “duty to ‘Judge the Elections, Returns and Qualifications of its own Members,’” and stated, “the House’s constitutional and statutory authority in this area supersedes state law.” More specifically, it stated that congressional observers “are to be provided ‘full access to clearly observe all elements of election administration procedures’ throughout the election process . . . even if state law credentialing, partisan quota, or access requirements exist to the contrary.”
In the past, program outreach to election officials in jurisdictions selected for congressional election observation has been inconsistent. This has likely contributed to confusion that has resulted when congressional observers arrive with “credentials” that are issued by congressional committees but do not comport with state law — which often requires written authorization from a state or local political party or campaign official. On at least one occasion, after a congressional observer failed to provide credentials required under state law (but did provide a copy of a letter on Committee on House Administration letterhead), a member of Congress publicly accused local election officials of “blocking entrance of Official House Election Observers.”
Importantly, COCOA also specifies that state and local election officials can lawfully remove congressional election observers when “a reasonable basis to believe that the designated congressional election observer has engaged in or imminently will engage in intimidation or deceptive practices prohibited by Federal law” exists.
Restrictions against federal election interference. Federal and state laws prohibit federal officials from interfering or attempting to interfere in an election. 18 U.S.C. § 595 prohibits government employees from using official authority in connection with federally financed activity to interfere in a federal election. 18 U.S.C. § 598 prohibits the use of congressional appropriations “for the purpose of interfering with, restraining, or coercing any individual” in the exercise of their right to vote.
As for state law, North Carolina specifically prohibits election observers from impeding any voter entering or exiting a polling place; inhibiting or interfering with the transport of sealed ballot boxes, election equipment, or election results to county boards of elections; engaging in electioneering; or making or receiving phone calls while in the voting place (N.C. Gen. Stat. § 163–45.1(h)).
Further, N.C. Gen. Stat. § 163–274(a)(4) prohibits interfering with “the holding of any primary or election”; interfering with the possession of any ballot box, election book, ballot, or return sheet by those lawfully entitled to possess such materials; or interfering “in any manner” with an election officer or board of elections member in the performance of their lawfully imposed election administration duties. And N.C. Gen. Stat. § 163–274(a)(5) prohibits disturbing, through “boisterous conduct,” an election board member or a chief judge or judge of election in the performance of their lawful duties. Similarly, N.C. Gen. Stat. § 163–275 prohibits intimidating, attempting to intimidate, or assaulting any chief judge, judge of election, or other election officer while discharging their duties relating to registering voters or conducting elections.
PLANNING AND PREPARATION
- Review relevant federal laws on federal observers, federal monitors, and congressional observers.
- Review Numbered Memo 2023–06, which sets out guidance on election observers.
- Speak with other local election officials across the country who have been selected by the DOJ or Congress for observation or monitoring.
- Discuss the possibility of congressional and DOJ election observers or monitors with your counsel. Discuss appropriate responses and policies and communicate them with your staff, including election officials at all polling and ballot locations.
- If your office is contacted by the DOJ or Congress about election observers or monitors, consider the following actions:
- Contact your counsel. Inform local and state election official colleagues.
- Ask for a list of the names of the monitors or observers being deployed to your jurisdiction.
- Identify other jurisdictions that have been selected for observation or monitoring. Communicate challenges and successes.
- Connect your counsel with similarly situated local election officials’ counsel from across the country.
- Contact your congressional representative or senator.
Scenario: Federal officials arrive at an early voting site or absentee ballot return location on or near federal property while conducting official business
SUMMARY
Depending on the location of an early voting site or a county board of elections office (the only locations where absentee ballots may be returned in-person, per N.C. Gen. Stat. § 163–231), federal officials conducting routine business may be stationed in the vicinity. Complex jurisdictional questions can arise in such situations. In particular, election officials may have less legal authority to mitigate potential concerns about federal presence at voting sites at federal locations — that is, located on or adjacent to federal land (including military installations) or in federal buildings — than at other locations.
DISCUSSION
Due to various factors, including access considerations, election officials may site an early voting site in or near a federal building or on or near federal land. Local election officials determine the number and locations of early voting sites, subject to approval by the State Board of Elections (N.C. Gen. Stat. § 163–166.35(a)). The county board of elections is not required to offer early voting at its office but must propose at least one early voting site reasonably proximate to its office, provided that all sites collectively provide adequate coverage for the county’s electorate (N.C. Gen. Stat. § 163–166.35). Access considerations may result in an election official deciding to locate an early voting site on or adjacent to federal property or in a federal building.
If an early voting site or county board of elections office is located on federal land or in a federal building, federal officials may appear frequently in the vicinity in the course of conducting routine business. In these circumstances, 18 U.S.C. § 930(a) — which prohibits carrying firearms in a federal facility (other than a federal court facility) — typically applies. However, this prohibition does not apply to federal officials, employees, and agents or to state and local law enforcement officers while engaged in “the lawful performance of official duties” (18 U.S.C. § 930(d)(1)).
PLANNING AND PREPARATION
- Review early voting sites and county board of election office locations to determine whether any are located on or adjacent to federal land or within federal buildings. Create a list.
- Review the list with your counsel and discuss applicable laws and potential jurisdictional issues.
- If there are polling locations where the concerns outlined above may arise, here is a working with law enforcement to keep elections safe and secure.
- Meet with relevant federal officials in advance to discuss potential jurisdictional issues and agree on the rules and procedures that will apply during in-person voting. Formalize agreements as appropriate.
- Review and update current procedures, in-person voting location training materials, public communications, and other documents, as necessary.
- Work with your counsel and relevant federal officials if concerns about federal presence arise at in-person voting locations located on or adjacent to federal land or in federal buildings.
- Share challenges and successes with local and state colleagues.
Scenario: Federal officials arrive at an early voting site or absentee ballot return location not on or adjacent to federal land or in a federal building
SUMMARY
Prohibitions on carrying weapons at or near certain sites used for early voting or absentee ballot drop-off may apply, as may local restrictions against carrying weapons. However, these prohibitions may not apply to certain federal officials.
DISCUSSION
In North Carolina, absentee ballots may only be “voted and transmitted” (i.e., executed and turned in) at county election board offices or early voting sites, where they must be physically handed to an election official for processing (N.C. Gen. Stat. § 163–231).
Polling locations, including early voting sites, are often located in or adjacent to public schools, public libraries, and other public buildings. Although North Carolina law does not restrict possession of firearms at or near voting locations specifically, it does restrict or prohibit firearms possession at locations that often serve as polling locations. For example, N.C. Gen. Stat. § 14–269.2 prohibits possession of firearms on educational property, including schools. However, certain exemptions apply per N.C. Gen. Stat. § 14–269(b), including:
- officers and enlisted armed forces personnel “when in discharge of their official duties”;
- federal civil and law enforcement officers;
- officers and soldiers of the militia and National Guard “when called into actual service”;
- members of the North Carolina National Guard who are “designated in writing” by the state adjutant general, have a concealed handgun permit, and are “acting in the discharge of his or her official duties”; and
- off-duty law enforcement, “provided that an officer does not carry a concealed weapon while consuming alcohol or an unlawful controlled substance” or while such substance “remains in the officer’s body.”
Thus, armed federal personnel are likely exempt from the prohibition on firearms possession in schools and courthouses. However, members of the U.S. military and the National Guard may only be exempt from the prohibition while acting in the course of their official duties. Local governments may further restrict the possession of firearms in public buildings, but they must do so in keeping with state law and may not override state firearms statutes (see N.C. Gen. Stat. § 14–409.40).
PLANNING AND PREPARATION
- Consult with your counsel about the possibility of federal officials being deployed to absentee ballot return locations.
- Consider posting signage regarding weapon prohibitions at early voting locations. The Center for Civic Design offers a guide with customizable gun safety signage templates.
- Provide or cite state statutes that prohibit voter intimidation and carrying firearms when responding to concerns about armed federal officials near absentee ballot return locations.
Scenario: Federal officials arrive at an election office
SUMMARY
Local election officials have a duty to preserve order at their offices and may remove individuals who disrupt the electoral process. If an election office is located in a state government building, then state law (including prohibitions on carrying weapons in certain state government buildings) and local restrictions (which may include local prohibitions on carrying weapons in local government buildings) apply. However, certain federal officials may qualify for an exemption to local weapon ordinances.
DISCUSSION
Although North Carolina law does not restrict possession of firearms at or near voting locations specifically, it does restrict or prohibit firearms possession at locations that often serve as polling locations. For example, N.C. Gen. Stat. § 14–269.2 prohibits possession of firearms on educational property, including schools. However, certain exemptions apply per N.C. Gen. Stat. § 14–269(b), including:
- officers and enlisted armed forces personnel “when in discharge of their official duties”;
- federal civil and law enforcement officers;
- officers and soldiers of the militia and National Guard “when called into actual service”;
- members of the North Carolina National Guard who are “designated in writing” by the state adjutant general, have a concealed handgun permit, and are “acting in the discharge of his or her official duties”; and
- off-duty law enforcement, “provided that an officer does not carry a concealed weapon while consuming alcohol or an unlawful controlled substance” or while such substance “remains in the officer’s body.”
Thus, armed federal personnel are likely exempt from the prohibition on firearms possession in schools and courthouses. However, members of the U.S. military and the National Guard may only be exempt from the prohibition while acting in the course of their official duties. Local governments may further restrict the possession of firearms in public buildings, but they must do so in keeping with state law and may not override state firearms statutes (see N.C. Gen. Stat. § 14–409.40).
North Carolina law also targets those who would interfere with election administration, including by intimidating election officials. N.C. Gen. Stat. § 163–274(a)(4) prohibits interfering “in any manner” with an election officer or board of elections member in the performance of their lawful duties. And N.C. Gen. Stat. § 163–275 prohibits intimidating, attempting to intimidate, or assaulting any chief judge, judge of election, or other election officer while discharging their duties relating to registering voters or conducting elections.
PLANNING AND PREPARATION
- Consult with your counsel about the possibility of federal officials being deployed to your office.
- Consider including prohibitions on firearms and intimidation on signage at your office. The Center for Civic Design offers a guide with customizable gun safety signage templates.
Election Interference or Disruption
Attempts to interfere with the administration of safe and secure elections can take many forms, including unlawful attempts to seize election materials and voter intimidation. Federal and state laws strictly prohibit federal interference in elections. Historically, federal efforts to interfere in elections have been exceptionally rare. However, reviewing the applicable laws and regulations will help you to appropriately prepare and respond, if necessary.
Scenario: Law enforcement officials (or others) demand access to or attempt to seize voting equipment or election materials
SUMMARY
State and local election officials are the custodians of election records and equipment. They operate within a complex legal framework that includes state statutes, federal law, and constitutional boundaries. Responding to requests for access, subpoenas, orders, and other demands for custody of election-related materials or equipment with clarity and consistency requires careful attention to those rules, and to the roles that various levels of government play in election administration.
DISCUSSION
Under the U.S. Constitution, both states and Congress have responsibilities related to elections. Though Congress may set rules for federal elections, in practice, states manage voter registration, voting systems, and the broader infrastructure of election administration. No federal agency has blanket authority to intervene in or access election systems without legal process or specific statutory authorization. All requests — from any requestor — must respect the constitutional and statutory framework that preserves state and local control.
Federal law designates election officials as the custodians of “all records and papers which come into [their] possession relating to any application, registration, payment of poll tax, or other act requisite to voting,” requiring them to “preserve and maintain” these records for 22 months (52 U.S.C. § 20701). The Department of Justice has advised that election-related records must remain under election officials’ supervision, thereby limiting conditions under which others may be granted access.
Federal and state laws may limit the information that local election officials are required to or prohibited from providing to federal officials. For example, 52 U.S.C. § 20703 requires custodians to make election records “available for inspection, reproduction, and copying at the principal office of such custodian,” but only if the attorney general makes a demand “in writing . . . [that includes] a statement of the basis and the purpose therefor.” And while North Carolina law makes registration records available for public inspection, it prohibits disclosure of a voter’s personal identifying information, such as a social security number, driver’s license number, date of birth, or photographs used for identification (N.C. Gen. Stat. § 163–82.10(a1)).
Separately, federal and state laws prohibit anyone, including federal officials, from interfering or attempting to interfere in an election. For example, 18 U.S.C. § 595 prohibits government employees from using official authority in connection with federally financed activity to interfere in a federal election, and 18 U.S.C. § 598 prohibits the use of congressional appropriations “for the purpose of interfering with, restraining, or coercing” any individual in the exercise of their right to vote. And N.C. Gen. Stat. § 163–274(a)(4) prohibits interfering with “the holding of any primary or election”; interfering with the possession of any ballot box, election book, ballot, or return sheet by those entitled to possess them; or interfering “in any manner” with an election officer or board of elections member in the performance of their lawful duties.
North Carolina law also prohibits erasing, altering, concealing, or destroying any election ballot, book, record, return, or process “with intent to commit a fraud” (N.C. Gen. Stat. § 163–275(9)). And N.C. Gen. Stat. § 163–273(a)(2) prohibits a voter from taking or removing (or attempting to take or remove) any ballot from the voting enclosure.
PLANNING AND PREPARATION
- Review internal policies and protocols for managing access to voter data, election materials, and election equipment.
- Consult with your counsel to review any recent court rulings and discuss the applicability of these policies to uninvited law enforcement personnel who lack a warrant signed by a judge. Inform your counsel of any relevant past concerns, challenges, or special considerations in your jurisdiction.
- Update any policies and protocols as necessary based on these discussions with the understanding that a uniform statewide policy has many advantages for you and your voters. Consider documenting a procedure plan in consultation with counsel and other election officials if presented with a request for election materials.
- Ensure that physical access is structured such that public areas, restricted zones, and designated observation points are clearly marked, and establish or review procedures for managing in-person requests. Measures such as appointment policies and signage in public areas to indicate employee-only spaces can help maintain order and protect secure environments.
- If a request, demand, subpoena, or other demand is presented, consult with your counsel as soon as possible. Please note that a warrant signed by a judge presents a special case. Judicially approved warrants require prompt compliance, and it may be a crime to resist the execution of such a warrant.
- When appropriate, consult with the North Carolina Association of Directors of Elections, the North Carolina State Board of Elections, and other trusted and experienced state and local election officials for advice on efficiently fielding similar requests. Sharing information may also help other election officials facing similar situations.
Scenario: Troops or armed federal officials arrive at a voting location
SUMMARY
Federal law clearly states that unless “necessary to repel armed enemies of the United States,” no officer of the army, navy, “or other person in the civil, military, or naval service of the United States” shall “order, bring, keep, or [have under their] authority or control any troops or armed men at any place where a general or special election is held (18 U.S.C. § 592). This proscription likely bars federal law enforcement officials from being ordered to or stationed at in-person voting locations. State and federal voter intimidation laws may apply.
DISCUSSION
On its face, 18 U.S.C. § 592 makes it a felony for federal civil servants to order, bring, keep, or have under their control armed federal law enforcement officials to any polling location unless that location is under attack by “armed enemies of the United States.” Given that federal law enforcement officials — including Immigration and Customs Enforcement (ICE) agents — are usually armed, this prohibition would typically prohibit their deployment to in-person voting locations. Notably, although 18 U.S.C. § 592 was enacted well after passage of the Insurrection Act, it does not provide an exemption for troops deployed pursuant to the act.
N.C. Gen. Stat. § 14–269.2 prohibits possession of firearms on educational property, including schools. However, certain exemptions apply per N.C. Gen. Stat. § 14–269(b), including:
- officers and enlisted armed forces personnel “when in discharge of their official duties”;
- federal civil and law enforcement officers;
- officers and soldiers of the militia and National Guard “when called into actual service”;
- members of the North Carolina National Guard who are “designated in writing” by the state adjutant general, have a concealed handgun permit, and are “acting in the discharge of his or her official duties”; and
- off-duty law enforcement, “provided that an officer does not carry a concealed weapon while consuming alcohol or an unlawful controlled substance” or while such substance “remains in the officer’s body.”
Thus, armed federal personnel are likely exempt from the prohibition on firearms possession in schools and courthouses. However, members of the U.S. military and the National Guard may only be exempt from the prohibition while acting in the course of their official duties.
This said, North Carolina law does prevent pointing a gun at another person without legal justification, and that statute contains no exemptions (N.C. Gen. Stat. § 14–34). Moreover, local governments may further restrict the possession of firearms in public buildings, but they must do so in keeping with state law and may not override state firearms statutes (see N.C. Gen. Stat. § 14–409.40).
Separately, state and federal laws that prohibit voter intimidation, including menacing or obstructing voters, may apply. Section 11(b) of the Voting Rights Act of 1965 (52 U.S.C. § 10307(b)) prohibits anyone from engaging in conduct that intimidates voters or people from urging or aiding others to vote (or attempts to do so) — whether such conduct is intended to intimidate or not. Courts have consistently recognized that Section 11(b) creates a private right of action, allowing private plaintiffs (including voters) to obtain relief against voter intimidation. While North Carolina does not contain a similar provision containing a private right of action, it prohibits conduct that interferes with or intimidates voters. N.C. Gen. Stat. § 163–274(a)(7) prohibits intimidation based on a vote that a person may cast, consider or intend to cast, or not cast. Additionally, N.C. Gen. Stat. § 163–273(a) prohibits interfering with any voter when inside the voting enclosure or marking their ballot, and endeavoring to induce any voter, while in the voting enclosure, to show how they marked their ballot.
PLANNING AND PREPARATION
- Consult with your counsel about the possibility of federal officials being deployed to in-person voting locations or to your office.
- Consider listing prohibitions on firearms, intimidation, deterrence, and obstruction on signage posted at in-person voting locations, including ballot drop boxes and drop-off locations. The Center for Civic Design offers a guide with customizable gun safety signage templates.
- Provide or cite the above-mentioned statutes when responding to concerns about armed federal officials at in-person voting locations.
- Keep abreast of developments in cases involving deployment of federal troops and evaluate with your counsel to determine whether policy changes are warranted.
Scenario: Federal agents are deployed to communities
SUMMARY
Increased and visible deployment of federal agents to communities during the early voting period and on Election Day could have a chilling effect on eligible voters. State and federal voter intimidation laws may apply.
DISCUSSION
State and federal laws that prohibit voter intimidation, including menacing or obstructing voters, may apply. Section 11(b) of the Voting Rights Act of 1965 (52 U.S.C. § 10307(b)) prohibits anyone from engaging in conduct that intimidates voters or those who are urging or aiding others to vote (or attempts to do so) — whether such conduct is intended to intimidate or not. Courts have consistently recognized that Section 11(b) creates a private right of action, allowing private plaintiffs (including voters) to obtain relief against voter intimidation. While North Carolina does not contain a similar provision containing a private right of action, it prohibits conduct that interferes with or intimidates voters. N.C. Gen. Stat. § 163–274(a)(7) prohibits intimidation based on a vote that a person may cast, consider or intend to cast, or not cast. Additionally, N.C. Gen. Stat. § 163–273(a) prohibits interfering with any voter when inside the voting enclosure or marking their ballot, and endeavoring to induce any voter, while in the voting enclosure, to show how they marked their ballot.
PLANNING AND PREPARATION
- Reach out to community groups, including immigrants’ rights groups, and local leadership (office of mayor, school superintendent) to understand your role in helping eligible voters in your community feel safe exercising their rights to vote.
- Reach out to entities where voting locations are sited (schools, community centers, nursing homes) to discuss their policies regarding access to those engaged in immigration enforcement on site and applicability of those policies during the voting process.
- Review any public education materials on this matter with local counsel to ensure accuracy and legality.
- Contact your counsel if any issues arise.
Scenario: USPS election mail policy changes impact mail delivery or public confidence
SUMMARY
The U.S. Postal Service is responsible for processing, transporting, and delivering the nation’s election mail safely, securely, and on time. USPS policies establish special handling requirements that prioritize election mail while in USPS custody. Election officials do their part to help USPS officials easily identify election mail by voluntarily printing highly visible election mail logos on envelopes used for election materials, including ballots. Mail service interruptions or delays that only (or largely only) affect election mail are possible, but such issues would likely only result from changes to current USPS policies (which would almost certainly require leadership changes). The Postal Service’s unique governance structure offers some protection against hasty policy and leadership shifts.
DISCUSSION
People’s confidence in election mail is a crucial component of public trust in U.S. elections. As such, the Postal Service plays a vital role in election administration. Mail voting is central to that role, but election mail encompasses “any item mailed to or from authorized election officials that enables citizens to participate in the voting process — including ballots, voter registration cards, absentee voting applications and polling place notifications.” Understanding the relevant laws and regulations governing election mail can help election officials anticipate and, if necessary, navigate concerns about election mail and issues that may arise before, during, or after the voting period.
Although policy changes that target or otherwise disrupt election mail service could occur for multiple reasons — such as natural or human-caused disasters, leadership changes, or budget constraints — USPS’s governance structure (and that of the USPIS, the Postal Service’s law enforcement arm) make it unlikely that such changes could be implemented quickly or suddenly. Unlike other executive agencies, which are led by single, presidentially appointed, Senate-confirmed agency heads, USPS is an “independent establishment of the executive branch” overseen by a bipartisan board of governors (39 U.S.C. § 201).
This means that the board, guided by statute and its bylaws, “directs the exercise of the powers of the Postal Service, reviews the practices and policies of the Postal Service, and directs and controls the expenditures of the Postal Service.” The board selects and has the authority to remove the postmaster general (39 U.S.C. § 202), who serves as USPS’s chief executive officer and is responsible for Postal Service operations. The postmaster general, “as directed by the board . . . directs the powers of USPS except for those matters reserved for either the board or the governors.” For example, the “approval of official statements adopting major policy positions and of official positions on legislative proposals having a major impact on USPS” is a responsibility “reserved for decision by the Board.”
Specific policies and procedures dictate the proper acceptance, processing, delivery, and documentation of election mail. In 2022, USPS formed a permanent, full-time election and government mail services team to formalize and centralize proven strategies, processes, and procedures. The Postal Service now operates a year-round education and compliance program to ensure that employees are fully trained and applying “all policies and procedures to properly handle mail-in ballots and other Election Mail.” In 2024, the Postal Bulletin published a comprehensive guide to these policies and procedures, including explanations about how the official election mail logo and other identifiers help USPS to monitor, track, and prioritize election mail delivery. According to the Postal Service’s 2024 postelection analysis report, USPS successfully processed, transported, and delivered 99.88 percent of ballots from voters to election officials within seven days and 99.64 percent within five days. On average, it took one day for USPS to deliver ballots from voters back to local election boards.
Election officials can prepare for and respond to mail service interruptions or delays by shoring up election mail processes and procedures over which they have control — such as providing alternative options like drop boxes for returning voted ballots and publicly communicating those options, and including election mail logos and tracking codes on election mail envelopes.
PLANNING AND PREPARATION
- Identify election mail policies and procedures that your office can control, such as absent voter ballot drop box locations and ballot return envelope design. Review these policies and assess whether changes are appropriate in your jurisdiction.
- Meet with your local postmaster to share design updates, bulk mailing drop-ship dates, and estimated mail volume and to troubleshoot issues from previous election cycles.
- Consider increasing the number of ballot drop box locations to offer voters with election mail reliability concerns alternative ballot return options.
- If your office uses ballot tracking services or tools, regularly monitor tracking data for service anomalies and trends.
- Report problems to USPS at https://electionmail.usps.com/s/report-a-problem.
- Share information about service interruptions or delays with local colleagues and other election officials.
- Encourage voters to return their voted ballots as early as possible in public communications.
The information in this handbook is provided for general informational purposes only and does not constitute legal advice. You should consult a qualified attorney for advice regarding your particular situation.