Authority to Prevent and Respond to Certification Abuses
State Officials Can Issue Opinions and Guidance
WEC has statutory authority to issue guidance documents and advisory opinions on issues such as certification. Wis. Stat. §§ 5.05(6a), 227.112.
The attorney general is likewise required to issue a written opinion “upon all questions of law submitted to him or her by the legislature, either house thereof or the senate or assembly committee on organization, or by the head of any department of state government.” Wis. Stat. § 165.015(1). The attorney general also has an obligation to advise district attorneys and corporation counsel upon request. Wis. Stat. §§ 59.42(1)(c), 165.25(3). Finally, WEC may request opinions from the attorney general under some circumstances. Wis. Stat. § 5.05(6a)(a)4.
State Officials and Other Affected Parties Can Bring an Enforcement Action
Wisconsin law gives WEC clear statutory authority to take action if a county clerk fails to send a certified statement of the county’s election results: “If any county clerk fails or neglects to forward any statements, the commission chairperson or the chairperson’s designee may require the clerk to do so immediately, and if the statements are not received . . . by the 11th day after any other election [aside from the primary and presidential elections], the commission chairperson or the chairperson’s designee shall immediately notify the county clerk, in writing, that failure to immediately forward the statements constitutes a violation of law that will result in an immediate enforcement action” brought by WEC. Wis. Stat. § 7.70(1)(b).
If WEC does not receive the statements within one day after written notice is delivered to the county clerk, WEC “shall immediately initiate an enforcement action . . . to obtain the statements in the circuit court for that county.” Wis. Stat. § 7.70(1)(b). Under state law, that enforcement action may include “injunctive relief, a writ of mandamus or prohibition, or other such legal or equitable relief as may be appropriate to enforce any law regulating the conduct of elections . . . or ensure its proper administration.” Wis. § 5.05(1)(d).
In addition to WEC’s authority to bring an enforcement action, a mandamus action brought by other affected parties, such as the attorney general, the relevant district attorney, an aggrieved candidate, or affected voters, can compel an official to perform a ministerial duty required by law. See, e.g., Wis. Stat. § 5.07. The Wisconsin Supreme Court has long acknowledged that officials have a ministerial, nondiscretionary duty to canvass and certify elections by the statutory deadlines for purposes of a mandamus action. State ex rel. Husting v. State Bd. of Canvassers, 150 N.W. 542, 547, 551–52 (Wis. 1915); Att’y Gen. ex rel. Bashford v. Barstow, 4 Wis. 567, 794–800 (1855).
Courts Have Tools to Enforce Court Orders If an Official Still Refuses to Certify
If a certifying official refuses to comply with a mandamus order, the party that obtained the order may seek contempt sanctions. Wis. Stat. §§ 785.01(1), 785.02. The district attorney of a county, the attorney general, or a special prosecutor appointed by the court may seek punitive sanctions. Wis. Stat. § 785.03(1)(b).
State Officials Can Impose Penalties Against Rogue Certifying Officials
Refusing to certify an election could violate several state laws and/or result in criminal charges. See, e.g., Wis. Stat. §§ 12.13(2)(a), 12.13(2)(b)(4).
An election official who is convicted of violating Wisconsin’s election code is also statutorily “disqualified to act as an election official” for five years after the time of conviction. Wis. Stat. § 12.60(3).
District attorneys generally have authority to prosecute violations of the election code, as well as other criminal conduct that takes place within their jurisdictions. Wis. Stat. §§ 11.1401(2), 12.60(4). The attorney general has the authority to investigate crimes that are “statewide in nature, importance or influence,” which should include violations of the election code and misconduct in public office statute arising from certification abuses. Wis. Stat. § 165.70(1)(a).
Finally, WEC has the authority to investigate complaints alleging violations of the election code. It can prosecute alleged civil violations and refer alleged criminal violations to the appropriate prosecutors. Wis. Stat. § 5.05(2m).