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The New York Election Interference Law Handbook

Reviewing key federal and state laws and regulations will help election officials, their counsel, and others who support them to appropriately prepare and respond, if necessary.

June 24, 2026
June 24, 2026

Purpose and Scope

The purpose of this handbook is to provide election officials, their counsel, and others who support their election administration efforts with summaries of key legal authorities related to domestic interference in elections, both at the federal and state levels, including restrictions on such interference. It also offers scenarios and actions that officials should consider in developing their plans related to these issues.

This handbook is for informational purposes only. It does not provide legal guidance or include an exhaustive list of government agencies and departments, federal and state laws and regulations, or other authorities that may affect election administration. Nor is it an operational plan. Rather, it is for deliberative purposes and intended to inform the planning process.

Federal Law: Summary of Key Provisions*

Election Interference

Election Interference Generally

  • 18 U.S.C. § 245 (Federally protected activities): Provides protection from interference in voting or participating in other election activities on account of race, color, religion, or national origin; and prohibits using force or threat of force to willfully injure, intimidate, or interfere with “any person because he is or has been, or in order to intimidate such person . . . from[,] participating [in voting or election activities], without discrimination on account of race, color, religion or national origin.”
  • 18 U.S.C. § 594** (Intimidation of voters): Prohibits intimidating, threatening, or coercing any person “for the purpose of interfering with the right . . . to vote.”

Election Interference by Government Officials

In addition to the statutes above, some federal laws address election interference by government officials or those using government resources.

  • 18 U.S.C. § 592 (Troops at polls): Prohibits U.S. military or federal officials from stationing “troops or armed men at any place where a general or special election is held” except when necessary “to repel armed enemies of the United States.”
  • 18 U.S.C. § 593 (Interference by armed forces): Prohibits members of the U.S. military from interfering “in any manner with an election officer’s discharge of [their] duties.”
  • 18 U.S.C. § 595 (Interference by administrative employees of Federal, State, or Territorial Governments): Prohibits government employees from using official authority in connection with federally financed activity to interfere with or influence a federal election.
  • 18 U.S.C. § 598 (Coercion by means of relief appropriations): Prohibits the use of congressional appropriations “for the purpose of interfering with, restraining, or coercing” any person in the exercise of their right to vote.
  • 42 U.S.C. § 1983 (Civil action for deprivation of rights): Prohibits anyone acting under the color of state law from violating the constitutional rights of any person.

Election Material Maintenance, Access, and Retention

  • 52 U.S.C. § 21083 (Computerized statewide voter registration list requirements and requirements for voters who register by mail): Requires each state’s chief election official to ensure implementation, “in a uniform and nondiscriminatory manner,” of “a single, uniform, official, centralized, interactive computerized statewide voter registration list” containing the name, registration information, and an assigned unique identifier of every legally registered voter in the state. (Not applicable to North Dakota.)
  • 52 U.S.C. § 21085 (Methods of implementation left to discretion of State): Leaves “the specific choices on the methods of complying with the requirements of [52 U.S.C. §§ 21081–102]” to each state’s discretion.
  • 52 U.S.C. § 20701 (Retention and preservation of records and papers by officers of elections; . . . penalty for violation): Requires election officials to retain and preserve, for 22 months and with specific exceptions, all records relating to any application, registration, poll tax payment, and other act requisite to voting in any general, special, or primary election that includes candidates for president, vice president, senator, congressional representative, presidential elector, or resident commissioner of Puerto Rico, and provides criminal penalties for noncompliance.
  • 52 U.S.C. § 20703 (Demand for records or papers by Attorney General or representative; statement of basis and purpose): Requires that any record or paper retained and preserved per 52 U.S.C. § 20701 be made available for inspection, reproduction, and copying at the principal office of the legal custodian by the attorney general (or a designated representative) upon demand, provided said demand is in writing and contains a statement of the basis and the purpose for which it is made.

Election Observers

Congressional Observers

  • 52 U.S.C. § 21083a (Confirmation of Congressional Observer Access Act):
    • Provides that, regardless of legislative action, Congress has the constitutional authority “to send congressional election observers to observe polling locations, any location where processing, scanning, tabulating, canvassing, recounting, auditing, or certifying voting results is occurring, or any other part of the process associated with elections for Federal office,” per the authorities granted under U.S. Const. art. I, § 5, cl. 1 and U.S. Const. art. I, § 4, cl. 1.
    • Requires that each state “shall provide each individual who is acting as a designated congressional election observer for an election for Federal office with full access to clearly observe all elements of election administration procedures,” including (but not limited to) access to any area in which ballots are cast, processed, scanned, tabulated, canvassed, recounted, audited, or certified, during voting as well as during “pre- and post-election procedures.”
      • Provides that congressional observers may not “handle a ballot or election equipment (whether voting or nonvoting or whether tabulating or nontabulating), advocate for any position or candidate, take any action to reduce ballot secrecy or voter privacy, take any action to interfere with the ability of a voter to cast a ballot or an election administrator to carry the administrator’s duties, or otherwise interfere with the election administration process.”

Department of Justice (DOJ) “federal observers”

  • 52 S.C. § 10302 (Proceeding to enforce the right to vote): Provides that whenever the attorney general “or an aggrieved person” institutes a proceeding under any statute to enforce constitutional voting guarantees in any state or political subdivision, the court shall authorize the director of the Office of Personnel Management “to appoint federal observers . . . to serve for such period of time and for such political subdivisions as the court shall determine is appropriate to enforce the voting guarantees of the fourteenth or fifteenth amendment.”

Paramilitary Activity and Civil Unrest

  • 10 U.S.C. §§ 251–55 (Insurrection Act): Authorizes the president to deploy military forces inside the United States to suppress rebellion or domestic violence or to enforce the law in certain situations. This provision is the primary exception to the Posse Comitatus Act, under which federal military forces are generally barred from participating in civilian law enforcement activities.
  • 10 U.S.C. § 12406 (National Guard in federal service: call): Authorizes the president to federalize and deploy National Guard forces when there is an invasion or threat of invasion or a rebellion against the authority of the U.S. government or threat of such rebellion, or when the president is unable with the regular forces to execute the laws of the United States. The issue of whether this law constitutes an exception to the Posse Comitatus Act is currently in litigation.
  • 18 U.S.C. § 2101 (Anti-Riot Act): Prohibits using interstate or foreign commerce (such as crossing state lines or using the mail, phones, radio, TV, or the internet) with the intent to incite a riot; to organize, promote, encourage, participate in, or carry on a riot; to commit violent acts to further a riot; or to help someone else incite or take part in a riot or violent act related to a riot.
  • 18 U.S.C. § 231 (Civil disorders): Prohibits any of the following in connection with civil disorder: teaching or showing someone how to make or use a gun, explosive, or dangerous device; transporting or manufacturing a gun or explosive; and obstructing or interfering with police or firefighters.

Threats and Voter Intimidation

  • 18 U.S.C. § 115 (Influencing, impeding, or retaliating against a Federal official by threatening or injuring a family member): Prohibits threats “to assault, kidnap or murder” federal officials, employees, or their family members with the “intent to impede, intimidate, or interfere with” the performance of official duties, or in retaliation for official duties.
  • 47 U.S.C. § 223 (Obscene or harassing telephone calls in the District of Columbia or in interstate or foreign communications): Prohibits knowingly making an interstate communication or transmitting “any comment, request, suggestion, proposal, image, or other communication which is obscene” with the intent to abuse, threaten, or harass another person.
  • 18 U.S.C. § 610 (Coercion of political activity): Prohibits intimidating or threatening federal employees “to engage in, or not to engage in, any political activity.”
  • 18 U.S.C. § 875 (Interstate communications): Prohibits threatening to kidnap or injure someone using certain interstate communications.
  • 18 U.S.C. § 876 (Mailing threatening communications): Prohibits knowingly sending by mail “any communication . . . addressed to any other person and containing any threat to kidnap any person or any threat to injure”; includes additional penalties for mailing threats to federal officials.
  • 18 U.S.C. § 2261A (Stalking): Prohibits interstate stalking and cyberstalking.
  • 42 U.S.C. 1983 (Civil action for deprivation of rights), § 1985 (Conspiracy to interfere with civil rights): Prohibits two or more persons from conspiring to use “force, intimidation, or threat” to:
    • prevent a person from “discharging any duties” related to administering a federal election; or
    • deprive a person of equal protection, hinder state officials in securing equal protection for others, or prevent voters from engaging in lawful activity related to voting in federal elections.
  • 52 U.S.C. § 20511** (Criminal penalties): Provides criminal penalties for any person, including an election official, who “knowingly and willfully intimidates, threatens, or coerces, or attempts to intimidate, threaten, or coerce any person for . . . urging or aiding any person” in voting or registering to vote in a federal election.
  • 52 U.S.C. § 10307 (Prohibited acts): Prohibits a person acting under the color of law or otherwise from intimidating, threatening, or coercing any person “for urging or aiding any person to vote or attempt to vote” or for enforcing the right to vote.

U.S. Mail

  • 18 U.S.C. § 1708 (Theft or receipt of stolen mail matter generally): Prohibits theft of U.S. mail.
  • 18 U.S.C. § 1341 (Frauds and swindles): Prohibits using the mail for fraud.
  • 39 U.S.C. § 3018 (Hazardous material): Prohibits sending hazardous materials through the mail.
  • 18 U.S.C. § 3061 (Investigative powers of Postal Service personnel): Authorizes USPIS officials to make arrests, including warrantless arrests under certain circumstances, and to seize property as provided by law.

* Case law may exist that provides further insight into how these statutes should be interpreted and applied beyond the scope of this handbook. Anyone considering how any particular statute may be applied should consult with counsel.

** Only applicable to federal elections.

Overview of Key Federal Entities and Their Election-Related Roles and Responsibilities

Department of Defense

The Department of Defense (DOD) is an executive cabinet–level department “responsible for providing the military forces needed to deter war and protect the security of our country.” Defense Secretary Pete Hegseth was nominated by President Donald Trump and confirmed by the Senate in January 2025.

DOD plays an important role in military and overseas voter access. The Uniformed and Overseas Citizens Absentee Voting Act (UOCAVA) gives a “presidential designee” primary responsibility for the “federal functions” required under the act. In 1988, President Ronald Reagan designated the secretary of defense as the presidential designee in Executive Order 12642, which also authorized the secretary to delegate UOCAVA responsibilities, authority, and discretion “to any person or persons with the Department of Defense.” DOD Instruction 1000.04 delegates these responsibilities to the undersecretary of defense for personnel and readiness, a role currently held by Anthony J. Tata.

The DOD’s Federal Voting Assistance Program (FVAP) “administers the federal responsibilities of the Uniformed and Overseas Citizens Absentee Voting Act.” Scott Wiedmann is the director of FVAP.

FVAP recently made a change to the services it offers to UOCAVA voters: As of August 1, 2025, FVAP will no longer fax overseas voters’ election materials to county election officials, and UOCAVA voters may no longer send their voting materials to FVAP via email.

In the past, DOD entities have also helped to counter foreign threats to U.S. elections. For example, in 2022, the National Guard provided election cybersecurity support to several states.

Department of Homeland Security

The Department of Homeland Security (DHS) is an executive cabinet–level department that “works to improve the security of the United States.” DHS’s work includes customs, border, and immigration enforcement; emergency response to natural and man-made disasters; antiterrorism efforts; and cybersecurity. DHS Secretary Kristi Noem was nominated by President Trump and confirmed by the Senate in January 2025.

DHS has played a supportive role in election security since 2017, when the DHS secretary designated election infrastructure — including voter registration databases and associated IT systems, voting systems, and polling locations — as critical infrastructure (CI).

Importantly, this designation “does nothing to change the role state and local governments have in administering and running elections.” Moreover, as the Congressional Research Service explained, the CI designation did not establish DHS regulatory authority over elections. Rather, it simply enables DHS to provide “assistance to election jurisdictions only on a voluntary basis,” affording election officials “greater access to DHS information and security resources.”

DHS’s Cybersecurity and Infrastructure Security Agency (CISA) is the department’s lead for providing election security support and services to state and local election officials under this designation. CISA Director Sean Plankey was nominated by President Trump and confirmed by the Senate Homeland Security Committee in July 2025 advanced his nomination.

Department of Justice

The Department of Justice (DOJ) is an executive cabinet–level department charged with “enforc[ing] federal laws.” President Trump appointed Pam Bondi to serve as attorney general in January 2025. The Senate confirmed Bondi as head of the DOJ in February.

United States Postal Inspection Service

The U.S. Postal Inspection Service (USPIS) is the law enforcement arm of the United States Postal Service (USPS). USPIS “enforces over 200 federal statutes related to crimes that involve the postal system, its employees, and its customers.” It is “responsible for ensuring the safety of all mail, including Election Mail.” The chief postal inspector is appointed by the postmaster general, in consultation with USPS’s board of governors, to oversee all operations of the Postal Inspection Service. The chief postal inspector reports to the postmaster general. Current Chief Postal Inspector Gary Barksdale was appointed to the position in 2019.

Postal inspectors (PIs) are sworn federal agents, specially chosen and trained to ensure that laws are enforced, crimes are prevented, and the nation’s election mail is securely delivered. Certain PIs, designated as election crime coordinators (ECCs), “coordinate closely with the Department of Justice, Federal Bureau of Investigation, USPS Office of the Inspector General, and local and state law enforcement” as needed.

United States Postal Service

The U.S. Postal Service is “an independent establishment of the executive branch” overseen by a bipartisan board of governors. Nine of the board’s eleven members (or governors) are appointed by the president and confirmed by the Senate to serve staggered seven-year terms; the remaining two are the postmaster general and deputy postmaster general, who have no set terms. The board appoints the postmaster general; the deputy postmaster general is selected by the board and the postmaster general. The current board of governors chair is Amber McReynolds, who also chairs the board’s election mail committee and serves on its operations committee.

The Postal Service plays a vital role in election administration: processing, transporting, and delivering the nation’s election mail safely, securely, and on time. The term election mail includes “any item mailed to or from authorized election officials that enables citizens to participate in the voting process, such as ballots, voter registration cards, absentee ballot applications and polling place notifications.”

The Postal Service has specific policies and procedures on the proper acceptance, processing, delivery, and documentation of election mail. In 2022, USPS formed a permanent, full-time election and government mail services team to formalize and centralize proven strategies, processes, and procedures. The Postal Service now operates a year-round education and compliance program to ensure that employees are fully trained and applying “all policies and procedures to properly handle mail-in ballots and other Election Mail.” In 2024, the Postal Bulletin published a comprehensive guide to these policies and procedures, which includes explanations about how the official election mail logo and other identifiers help USPS to monitor, track, and prioritize delivery of election mail.

According to the Postal Service’s 2024 postelection analysis report, USPS successfully processed, transported, and delivered 99.88 percent of ballots from voters to election officials within seven days, and 99.64 percent within five days. On average, it took one day for the Postal Service to deliver ballots from voters back to local election boards.

Congress

Congress’s election-related roles and responsibilities are established in the U.S. Constitution, which grants only Congress and the states the power to regulate the times, places, and manner of federal elections. However, Congress has delegated certain federal agencies limited roles in elections. For purposes of this handbook, the overview provided in this section is limited to information related to the congressional election observer program. In 2024, Congress enacted the Confirmation of Congressional Observer Access Act (COCOA), which codifies the program, through which congressional staff volunteer and are trained for the purpose of “monitoring key aspects of the election process and collecting information to build a record for the Committee in the case of a contested election.” According to the National Association of Counties (NACo), Congress has utilized this program since 2006, though Congress says the program has existed “for decades.”

Congress asserts that the Qualifications Clause, holding that each house “shall be the Judge of the Elections, Returns and Qualifications of its own Members” (U.S. Const. art. I, § 5, cl. 1), and the Elections Clause, granting state legislatures authority over “the Times, Places and Manner of holding Elections for Senators and Representatives” but giving Congress the right to “at any time by Law make or alter such Regulations” (U.S. Const. art. I, § 4, cl. 1), grant it the authority for this program.

Shortly after COCOA’s passage, Committee on House Administration chair Bryan Steil (R-WI) and ranking minority member Joseph Morelle (D-NY) sent NACo a letter outlining the program and its purpose. The letter acknowledged that “states have the important responsibility of administering . . . federal elections” and that congressional observers “play no role in the administration of the election or the vote counting process; they are to function exclusively as an observer.” It also stated that congressional observers “are to be provided ‘full access to clearly observe all elements of election administration procedures’ throughout the election process . . . even if state law credentialing, partisan quota, or access requirements exist to the contrary,” noting that “the House’s constitutional and statutory authority in this area supersedes state law.”

New York State Law: Summary of Key Provisions

Election Interference

  • N.Y. Civ. Rts. Law § 101: Prohibits “police officers,” “peace officers,” and “federal law enforcement officers” from wearing face coverings that conceal their identities while interacting with the public in the performance of their duties, and makes a first willful offense a violation and each subsequent offense a misdemeanor.
  • N.Y. Civ. Rts. Law § 102: Prohibits “police officers,” “peace officers,” and “federal law enforcement officers” from failing to display identification or an identifying logo if not uniformed while interacting with the public in the performance of their duties, and makes a first willful offense a violation and each subsequent offense a misdemeanor.
  • N.Y. Elec. Law § 8–104: Prohibits the following:
    • electioneering, political banners, buttons, posters, and placards within 100 feet of a polling place;
    • accessing the area within a polling place’s “guard rail” except eligible voters and their children, election officers, authorized election observers, “persons admitted by the [election inspectors] to preserve order or enforce the law,” or candidates (for canvassing purposes only); or
    • opening ballot boxes once they are locked unless canvassing ballots or by election officials acting on instructions from the county board of elections.
  • N.Y. Elec. Law § 17–102: Prohibits the following as misdemeanors:
    • fraudulently or wrongfully affecting the result of any primary election, caucus, or convention;
    • inducing election officials to act in contravention of their duties at a primary election or when registering voters, including attempts;
    • inducing any voter to vote or refrain from voting, or hindering their vote, at a primary election;
    • influencing an individual’s vote, including attempts, or preventing an individual from voting at a primary election, caucus, or convention “[b]y menace or other unlawful or corrupt means;”
    • applying to election officials, knowingly permitting fraudulent or unqualified voting; permitting the removal of ballots from a polling site before the polls close; allowing unlawful electioneering within 100 feet of polling sites; allowing unauthorized access within the “guard rail” and voting booths; failing to maintain order at polling sites; removing or permitting the removal of “any identifying marks made on a ballot;”
    • applying to election officials, knowingly entering incorrect enrollment numbers; knowingly delivering or receiving improperly numbered enrollment blanks; knowingly transcribing incorrect enrollments; refusing or willfully neglecting to transcribe enrollments indicated on blanks or neglecting to enroll qualified individuals; enrolling or attempting to enroll unqualified individuals; fraudulently entering names into enrollment books; striking duly enrolled individuals from — and adding unqualified or unenrolled individuals to — enrollment books; mutilating, carrying away, concealing, altering, or destroying enrollment blanks, envelopes, or statements;
    • applying to election officials and officers of political committees or conventions, willfully omitting, refusing, or neglecting to perform acts required by the Election Law; violating Election Law provisions; making or attempting to make a false canvass of ballots cast at a primary, caucus, or convention; making a false statement of the results of such a canvass; or
    • applying to election officials and officers of political committees or conventions responsible for compiling a convention roll, willfully including in the roll the name of any person not duly certified as a delegate, or willfully omitting from the roll the name of any person duly certified as a delegate.
  • N.Y. Elec. Law § 17–106: Prohibits an election officer from “wilfully refus[ing] to accord to any duly accredited watcher or to any voter or candidate any right given him by [the Election Law];” “wilfully violat[ing] any provision of the [E]lection [L]aw relative to the registration of electors or to the taking, recording, counting, canvassing, tallying or certifying of votes;” “wilfully neglect[ing] or refus[ing] to perform any duty imposed on [them] by law;” and committing “any fraud in the execution of the duties of [their] office, or connives in any electoral fraud, or knowingly permits any such fraud to be practiced[.]”
  • N.Y. Elec. Law § 17–120: Prohibits those in charge of official ballots from “destroy[ing], conceal[ing] or suppress[ing] them, except as provided by law.”
  • N.Y. Elec. Law § 17–124: Prohibits neglecting or refusing to deliver official ballots.
  • N.Y. Elec. Law § 17–126: Prohibits an election officer from revealing how a voter voted; communicating impressions of how a voter voted; marking a ballot so it may later be identified; or unfolding a prepared ballot before polls close (except when processing absentee or early-mail ballots).
  • N.Y. Elec. Law § 17–128: Prohibits a public officer or employee from knowingly and willfully failing to perform duties required by the Election Law, refusing to permit lawful election activities, or hindering or attempting to hinder such activities.
  • N.Y. Elec. Law § 17–130: Prohibits the following as misdemeanors:
    • obstructing or delaying voters or registrants, electioneering within 100 feet of a polling place, entering or remaining within the “guard rail” unlawfully, and disobeying lawful commands of election inspectors;
    • entering or remaining in a voting booth without authorization, observing a voter while voting, inducing a voter to reveal their ballot, marking a ballot for later identification, or revealing a voter’s ballot;
    • removing official ballots before polls close, receiving an official ballot from someone other than an election clerk or inspector, delivering or receiving ballots without proper authorization, failing to return unused ballots, canvassing ballots without proper authorization, or opening ballot envelopes or examining their contents without authorization;
    • damaging voting equipment, fraudulently using voting equipment, or possessing a key to a voting machine without proper authorization;
    • committing misconduct as an election official acting as an election clerk or inspector without qualification, permitting ineligible voters to vote, or inducing election officials to violate their duties; or
    • impersonating an election official by displaying fake election clerk or inspector credentials.
  • N.Y. Elec. Law § 17–136: Prohibits an election inspector or clerk from intentionally making a false canvass of ballots or a false statement of election results, including attempts, or for any individual to induce such misconduct, including attempts.
  • N.Y. Elec. Law § 17–152: Prohibits two or more individuals from “conspir[ing] to promote or prevent the election of any person to a public office by unlawful means” when at least one of the conspirators takes an overt act in support of the conspiracy.
  • N.Y. Elec. Law § 17–168: Prohibits knowingly and willfully violating any provision of the Election Law not otherwise specified.
  • N.Y. Elec. Law § 17–170: Prohibits a messenger from “wilfully mutilate[ing], tear[ing], defac[ing], obliterate[ing][,] destroy[ing]” or otherwise preventing the delivery of official election returns, or for any individual to intentionally interfere in the delivery of such returns.
  • N.Y. Exec. Law § 319-a: Prohibits state entities and their employees from granting immigration agencies or their employees engaged in immigration enforcement permission to access — or otherwise facilitating access to — a “polling location” when doing so would violate 18 U.S.C. §§ 592, 595, 52 U.S.C. § 10307(b), or the Fourteenth or Fifteenth Amendments to the U.S. Constitution.
  • N.Y. Gen. Mun. Law § 996-a: Prohibits municipal governments and their employees from granting immigration agencies or their employees engaged in immigration enforcement permission to access — or otherwise facilitating access to — a “polling location” when doing so would violate 18 U.S.C. §§ 592, 595, 52 U.S.C. § 10307(b), or the Fourteenth or Fifteenth Amendments to the U.S. Constitution.
  • N.Y. Penal Law § 120.14: Prohibits “intentionally plac[ing] or attempt[ing] to place another person in reasonable fear of physical injury, serious physical injury or death by displaying a deadly weapon, dangerous instrument or what appears to be a pistol, revolver, rifle, shotgun, machine gun or other firearm[.]”
  • N.Y. Penal Law § 190.25: Prohibits an individual from intentionally inducing another to submit to or act in reliance upon “pretended official authority” by impersonating a public servant or wearing or displaying a uniform, badge, insignia, or facsimile of a public servant, and makes such an offense a misdemeanor.
  • N.Y. Penal Law § 190.26: Prohibits an individual, in the course of committing or attempting to commit a felony, from intentionally inducing another to submit to or act in reliance upon “pretended official authority” by impersonating a police officer or a federal law enforcement officer or wearing or displaying a uniform, badge, insignia, or facsimile of such official, and makes such an offense a felony.
  • N.Y. Penal Law § 195.05: Prohibits intentionally obstructing a governmental function or “attempt[ing] to prevent a public servant from performing an official function” through intimidation, physical force, or “by means of any independently unlawful act.”
  • N.Y. Penal Law § 265.01-e: Prohibits knowingly possessing a firearm in “a sensitive location,” which includes “any place owned or under the control of federal, state or local government” and polling sites.

Election Material Maintenance, Access, Retention

Various New York laws, including N.Y. Arts & Cult. Aff. Law § 57.25 and N.Y. Elec. Law §§ 3–220, 3–222, require election officials to keep and preserve election records for certain durations. The New York State Archives maintains a schedule to assist county elections boards in maintaining and disposing of records in compliance with legal requirements. The table below lists key records retention requirements.

 

(Note that the New York State Archives maintains a separate retention and disposal schedule for elections conducted by municipalities or school districts.)

  • N.Y. Elec. Law § 3–103: Prohibits disclosure of information contained within the statewide voter registry for non-election purposes and requires information transmitted between the statewide voter registry and state and federal databases to be limited to information “contained in a voter registration application and is necessary to verify a voter’s identity.”
  • N.Y. Elec. Law § 3–220: Prohibits disclosure of a voter’s sensitive information contained in registration records, including a driver’s license number, non-driver photo ID number, social security number, and facsimile number.
  • N.Y. Elec. Law § 5–212: Prohibits the Department of Motor Vehicles from disclosing voter registration information, including declinations to register, for purposes other than voter registration.
  • N.Y. Elec. Law § 5–508: Prohibits a county elections board from making publicly available the voter registration record of a victim of domestic violence and certain sex offenses for four years upon sworn request.
  • N.Y. Elec. Law § 17–108: Prohibits the following:
    • willfully losing, altering, destroying, or mutilating voter lists or registration poll ledgers in any election district, and makes such an offense a misdemeanor;
    • making a materially false statement in a challenge or other affidavit made in connection with registration or voting or knowingly taking a false oath before a board of election inspectors, and makes such an offense a misdemeanor;
    • willfully suppressing, mutilating, altering, or, except as authorized by the Election Law, destroying a signed challenge or other affidavit made in connection with registering or voting or removing such an affidavit from a registration or polling site, and makes such an offense a felony; or
    • willfully suppressing, mutilating, materially altering, or, except as authorized by the Election Law, destroying a signed application for registration by mail, and makes such an offense a misdemeanor.
  • N.Y. Pub. Off. Law § 96-a: Prohibits the state or a political subdivision from intentionally disclosing an individual’s social security number, unless required by law.

Election Observers

  • N.Y. Elec. Law § 8–500: Permits a party committee, an independent body with candidates on the ballot, a political committee supporting or opposing a ballot proposal, or a candidate (in a primary) to appoint up to three election observers per election district who are qualified voters of the city or county in which they are to serve (or, if they are also licensed New York attorneys, in any district), provided they are not candidates on the ballot for that district, with one observer permitted within the “guard rail” at a given time.

Emergency Powers

  • N.Y. Exec. Law § 29-a: Authorizes the governor to temporarily suspend statutes and regulations during emergencies.
  • N.Y. Elec. Law § 3–108: Authorizes a county board of elections, subject to the State Board of Elections’s approval, or the State Board itself if the election is conducted in political subdivision crossing county boundaries, to order an additional day of voting within 20 days of a general election if a disaster causes less than 25 percent of registered voters to vote during that election.
  • N.Y. Elec. Law § 7–120: Authorizes the use of emergency ballots when voting machines fail or official ballots are undelivered, lost, destroyed, stolen, or exhausted.

Paramilitary Activity and Civil Disorder

  • N.Y. Mil. Law § 238-c: Prohibits the unauthorized wearing of a military uniform.
  • N.Y. Mil. Law § 240: Prohibits the following:
    • associating as a military company or other unit, or parading in public with firearms, by individuals other than “the organized militia” or the U.S. armed forces, and makes such conduct a misdemeanor;
    • localities from supporting such bodies, and makes such conduct a misdemeanor; or
    • knowingly conspiring to assemble as a “paramilitary organization” and practices with a “military weapon in order to further the purpose of such organization,” and makes such conduct a felony.
  • N.Y. Penal Law § 240.05: Prohibits an individual with four or more individuals from “engag[ing] in tumultuous and violent conduct and thereby intentionally or recklessly caus[ing] or creat[ing] a grave risk of causing public alarm,” and makes such an offense a misdemeanor.
  • N.Y. Penal Law § 240.06: Prohibits an individual with ten or more individuals from “engag[ing] in tumultuous and violent conduct and thereby intentionally or recklessly caus[ing] or creat[ing] a grave risk of causing public alarm, and in the course of and as a result of such conduct, a person other than one of the participants suffers physical injury or substantial property damage occurs,” and makes such an offense a felony.
  • N.Y. Penal Law § 240.08: Prohibits an individual from inciting a riot by “urg[ing] ten or more persons to engage in tumultuous and violent conduct of a kind likely to create public alarm.”
  • N.Y. Penal Law § 240.10: Prohibits unlawful assembly, defined as assembling with four or more individuals “for the purposes of engaging or preparing to engage . . . in tumultuous and violent conduct likely to cause public alarm,” or remaining at such an assembly “with intent to advance that purpose.”

Threats and Voter Intimidation

  • N.Y. Const. art. 1, § 1: “No member of this state shall be disfranchised, or deprived of any of the rights or privileges secured to any citizen thereof[.]”
  • N.Y. Civ. Rts. Law § 9: “All elections ought to be free; and no person by force of arms, malice, menacing, or otherwise, should presume to disturb or hinder any citizen of this state in the free exercise of the right of suffrage.”
  • N.Y. Civ. Rts. Law § 40-c: Prohibits a private or public entity from discriminating against an individual’s civil rights on account of their “race, creed, color, national origin, sex, marital status, sexual orientation, gender identity or expression, or disability[.]”
  • N.Y. Elec. Law § 8–202: Prohibits an election inspector from “allow[ing] any other person to be, in any position or near any position, that will permit one to see or ascertain how a voter votes, or how [they have] voted nor shall they permit any other person to be less than three feet from the ballot scanner, ballot marking device, or privacy booth while occupied.”
  • N.Y. Elec. Law § 17–116: Prohibits willfully damaging voting booths, removing or destroying voting booth supplies and equipment, damaging candidate lists before polls close, or removing or defacing voter instruction cards.
  • N.Y. Elec. Law § 17–150: Prohibits the following:
    • using or threatening to use “force, violence or restraint,” or inflicting or threatening to inflict “any injury, damage, harm or loss,” to induce a person to vote or refrain from voting, or on account of that person having voted or refrained from voting; or
    • “[b]y abduction, duress or any forcible or fraudulent device or contrivance whatever impedes, prevents or otherwise interferes with the free exercise of the elective franchise by any voter, or compels, induces or prevails upon any voter to give or refrain from giving his vote for or against any particular person at any election[.]”
  • N.Y. Elec. Law § 17–154: Prohibits intimidating, threatening, or coercing an individual to interfere with their right to vote, including attempts.
  • N.Y. Elec. Law § 17–212: Prohibits an individual — whether acting under the “color of law or otherwise” — from intimidating, deceiving, or obstructing another person to interfere with their right to vote.

Police presence at the polls

  • N.Y. Elec. Law § 8–104: Requires a police officer to be stationed at all polling sites in New York City.
  • N.Y. Elec. Law § 3–402: Requires an election inspector to “preserve good order within and around the polling place” and requires a police or peace officer to arrest an individual upon an election inspector’s written request if that individual “refuses to obey the lawful commands of the inspector[] or who is guilty of disorderly conduct disturbing their proceedings or violating or attempting to violate any of the provisions of [the Election Law].”

Other Relevant Laws and Regulations

  • N.Y. Civ. Rts. Law § 29: Authorizes a privately owned or operated polling place to adopt policies or procedures that, to the fullest extent permitted by law, deny immigration-enforcement officials access to nonpublic areas of the polling place, except if a federal judicial order or federal warrant is presented.
  • N.Y. Civ. Rts. Law § 85: Authorizes an injured party to sue an individual acting under “color of law” who subjects a U.S. citizen or other person within the United States’ jurisdiction “to the deprivation of any rights, privileges, or immunities secured by” the U.S. Constitution.
  • N.Y. Elec. Law § 8–416: Authorizes a county elections board to establish drop boxes for early mail and absentee ballots, subject to State Board of Elections rules and regulations.

Definitions

* Case law may exist that provides further insight into how these statutes should be interpreted and applied beyond the scope of this handbook. Anyone considering how any particular statute may be applied should consult with counsel.

The “guard rail” refers to “the portion of the poll site containing the table used by election inspectors and [board of elections] equipment.” (Office of the New York State Attorney General, New York State Election Advisory, October 22, 2024, 6, https://ag.ny.gov/sites/default/files/letters/2024-election-guidance-voter-protection.pdf.)

This provision does not take effect until June 26, 2026.
 

Overview of State Entities

Governor of New York

The governor of New York serves as the state’s chief executive officer. New York’s executive office also includes elected officials and administrators. The governor represents New York and handles the operation of New York’s government. Governor Kathy Hochul was first sworn in on August 24, 2021 when then-Governor Andrew Cuomo resigned, and was elected to a full four-year term in 2022.

N.Y. Exec. Law § 29-a(1) authorizes the governor to suspend “specific provisions of any statute, local law, ordinance, or orders, rules or regulations, or parts thereof, of any agency” during a declared state of emergency “if compliance with such provisions would prevent, hinder, or delay action necessary to cope with the disaster.” During the COVID-19 pandemic, Governor Cuomo issued Executive Order 202.12, which postponed the presidential primary and special elections originally scheduled for April 28 to June 23, 2020.

Under the New York Constitution, the governor is the commander in chief of the state’s armed forces (N.Y. Const. art. IV, § 3). The New York Army National Guard and Air National Guard are federal reserve forces, while the New York Naval Militia and the New York Guard are state uniformed forces. The governor may call the state’s armed forces into active service in the event of — or in imminent danger of — an “invasion, disaster, insurrection, riot, [or] breach of the peace[.]” (N.Y. Mil. Law § 6(1)).

New York State Board of Elections

The New York State Board of Elections is a bipartisan agency within the Executive Department responsible for statewide oversight of election administration. The Board has four commissioners, all appointed by the governor. Two commissioners are appointed from a list of candidates recommended by the chairs of the two major political parties’ state committees . The remaining other two commissioners are appointed based on the joint recommendation of each major political party’s legislative leaders in the state Assembly and state Senate and serve as co-chairs of the Board (N.Y. Elec. Law § 3–100).

The current commissioners are:

  • Henry T. Berger (Co-Chair)
  • Peter S. Kosinski (Co-Chair)
  • Essma Bagnuola
  • Anthony J. Casale

The Board has two co-executive directors who are appointed by the commissioners of each major party and share administrative leadership:

  • Kristen Zebrowski Stavisky
  • Raymond J. Riley III

The Board also has a chief enforcement counsel who is nominated by the governor and must be confirmed by both the Assembly and Senate. The chief enforcement counsel has sole authority to conduct investigations necessary to enforce the Election Law (N.Y. Elec. Law § 3–104(1)(b)). The current chief enforcement counsel is Michael L. Johnson.

Under N.Y. Elec. Law § 3–102, the State Board of Elections has the power and duty to:

  1. Issue instructions and regulations relating to election administration, campaign practices, and campaign financing consistent with state law. Select examples include:
    • Establishing a framework governing voting equipment procurement, testing, certification, and use in elections(9 NYCRR § 6209 et seq.).
    • Establishing a framework for early voting that covers site designation, ballot security, canvassing procedures, duplicate voting, affidavit ballot handling, privacy protections, and voter communications(9 NYCRR § 6211 et seq.).
    • Establishing a regulatory scheme for New York’s statewide voter registration list, NYSVoter(9 NYCRR § 6217 et seq.).
  2. Oversee local election administration by visiting county boards of elections, examining their procedures and records, and directing modifications to procedures when necessary.
  3. Conduct investigations to enforce the Election Law by administering oaths, subpoenaing witnesses, compelling attendance, examining witnesses under oath, and requiring production of documents.
  4. Prepare uniform forms for various election procedures.
  5. Maintain an electronic reporting system for campaign finance, including by
    • developing an electronic system to process campaign finance statements;
    • prescribing required information for filing forms;
    • establishing educational and training programs on reporting requirements;
    • making electronic reporting available to candidates and committees; and
    • entering paper filings into the electronic system within 10 business days.
       

County Boards of Elections

County elections boards administer elections locally under the supervision and regulatory authority of the State Board of Elections.

Like their state-level counterpart, county boards are bipartisan (N.Y. Elec. Law § 3–200(2); N.Y. Const. art. 2, § 8). In all counties except those of New York City, county boards are composed of two or four commissioners — depending on population size — who are appointed by the county legislature based on party county committee recommendations (N.Y. Elec. Law §§ 3–200(2), 3–204(2), (4)). The five counties that make up New York City are governed by a single elections board that consists of 10 commissioners appointed by the City Council (N.Y. Elec. Law §§ 3–200(3); 3–204(4)).

County elections boards are responsible for designating and managing polling sites (N.Y. Elec. Law § 4–100 et seq.); administering voter registration and enrollment (N.Y. Elec. Law § 5–100 et seq.); preparing and furnishing ballots (N.Y. Elec. Law § 7–100 et seq.); conducting primary, special, and general elections (N.Y. Elec. Law § 8–100 et seq.); canvassing and certifying election results (N.Y. Elec. Law § 9–100 et seq.); and preserving election records and ballots (N.Y. Elec. Law §§ 3–220, 3–222).

Moreover, county elections boards may issue subpoenas in relation to their statutory duties and investigations of Election Law violations (N.Y. Elec. Law § 3–218(1)), though the State Board of Elections’ chief enforcement counsel can assume jurisdiction over an investigation (N.Y. Elec. Law § 3–104(2)(a)).

County elections boards also retain custody and control over voting machines (N.Y. Elec. Law § 3–226(1)).

The governor may remove a county election commissioner for cause in the same manner as a sheriff (N.Y. Elec. Law § 3–200(7)).

Election Inspectors, Poll Clerks, and Election Coordinators

Election inspectors, poll clerks, and election coordinators assist county elections boards in running elections.

Election Inspectors

Each election district has four election inspectors (N.Y. Elec. Law § 3–400(1)). They are appointed by county elections boards (N.Y. Elec. Law § 3–404(1)), with appointments divided equally between the two major political parties (N.Y. Elec. Law § 3–400(3)). Party officials can submit lists of recommended candidates (N.Y. Elec. Law § 3–404(2)). County elections boards can remove an election inspector for cause and must remove them at the request of the party official who certified them (N.Y. Elec. Law § 3–416(1), (2)).

Election inspectors ensure the proper operation of elections within their assigned election districts. Among their duties are:

  • Administering oaths
  • Safeguarding voter privacy
  • Handling poll ledgers and registration lists, including signature verification
  • Maintaining order at polling sites
  • Conducting an initial canvass of returns

(N.Y. Elec. Law §§ 3–402(2)–(3), 8–202(1)–(2), 9–102).

A more detailed description of election inspectors’ duties can be found in this sample poll worker manual.

Any issues that arise during an election are resolved by a majority of election inspectors acting as a board (N.Y. Elec. Law §§ 3–402(1), 8–202(1)).

Poll Clerks

Poll clerks support the work of election inspectors.

At general elections, certain election districts must have poll clerks depending on the voting equipment and ballot format used:

  • Two voting machines: 2 clerks
  • Paper ballots in addition to one voting machine: 2 clerks
  • Paper ballots in addition to more than one voting machine: 4 clerks

In town election districts using one voting machine, up to two poll clerks may be appointed if reasonably necessary (N.Y. Elec. Law § 3–400(2)).

Clerks are appointed by county elections boards (N.Y. Elec. Law § 3–404(1)), with appointments divided equally between the two major political parties (N.Y. Elec. Law § 3–400(3)). Party officials can submit lists of recommended candidates (N.Y. Elec. Law § 3–404(2)). County elections boards can remove a poll clerk for cause and must remove them at the request of the party official who certified them (N.Y. Elec. Law § 3–416(1), (2)).

While poll clerks can perform any duties of election inspectors of the same party, they are prohibited from voting “upon a question to be decided by” a board of election inspectors (N.Y. Elec. Law § 8–202(1)).

Election Coordinators

Election coordinators support the work of election inspectors and poll clerks.

Unlike election inspectors and poll clerks, election coordinators are discretionary appointments made by county elections boards (N.Y. Elec. Law § 3–401(1)). If appointed, election coordinators must be divided equally between the two major political parties (N.Y. Elec. Law § 3–401(2)). County elections boards can remove an election coordinator for cause and must remove them at the request of the party official who certified them (N.Y. Elec. Law § 3–416(1), (2)).

Election coordinators may “perform election day duties including directing voters to their proper polling place, assist election inspectors and poll clerks in the performance of their duties, and such other duties as may be assigned to them by” each county elections board (N.Y. Elec. Law § 3–401(1)).

New York National Guard

Major General Ray Shields serves as the adjutant general of New York, which oversees the New York State Division of Military and Naval Affairs (DMNA). DMNA includes the state’s nearly 20,000 military personnel encompassing the New York Army National Guard, the New York Air National Guard, the New York Naval Militia, and the New York Guard. The adjutant general serves “at the pleasure of the governor” and commands the state’s military forces when the governor is incapacitated (N.Y. Mil. Law § 11). Governor Andrew Cuomo appointed Major General Shields on October 4, 2018.

Under certain circumstances, Title 10 of the U.S. Code allows the president to “call into Federal service members and units of the National Guard of any State” (10 U.S.C. § 12406(3)). Once lawfully called by the president (i.e., “activated for federal service under Title 10 authority,” or federalized), national guard members “are in an equivalent active-duty status as their active component counterparts;” the chain of commandruns from the President to the Secretary of Defense; and from the Secretary of Defense to the commander of the combatant command.”

Federal courts recently addressed the limits on the president’s authority to federalize the national guard under 10 U.S.C. § 12406, a law that permits federalization when (among other circumstances) “the president is unable with the regular forces to execute the laws of the United States.” In October 2025, President Trump invoked this law to federalize approximately 300 members of the Illinois National Guard in the Chicago area. After an additional 400 members of the Texas National Guard were slated for deployment in the area, Illinois Attorney General Kwame Raoul sued to halt the deployment.

In December 2025, the Supreme Court, by a vote of 6–3, rejected a request from the Trump administration to put the temporary restraining order issued by a lower court judge on hold while litigation continued. The majority held that the president may federalize National Guard forces under 10 U.S.C. § 12406 only in situations where he has legal authority to deploy active-duty troops and has determined that active-duty troops are insufficient. The majority concluded that, “[a]t this preliminary stage, the government has failed to identify a source of authority that would allow the military to execute the laws in Illinois,” given that President Trump had not invoked the Insurrection Act and the government did not cite an applicable constitutional authority. Shortly after this ruling, President Trump announced that he would end efforts to deploy the National Guard in Chicago, as well as in Los Angeles and Portland, Oregon. 

As for the New York National Guard’s involvement in elections, in 2012, following Hurricane Sandy, the New York Army National Guard delivered, replaced, and refueled generators powering voting machines on Long Island, without being stationed at polling sites.

Questions and Scenarios to Consider

This section offers a list of scenarios that involve federal officials and election administration. As this handbook does not provide legal advice, these scenarios may result in questions that are outside the scope of this document and should be addressed to an attorney.

Federal Presence

Federal officials — including armed, uniformed federal law enforcement officers or military personnel — could appear at in-person voting locations, drop boxes, or election offices under various circumstances. Regardless of the reason, their appearance may cause concern or confusion. As federal presence in election settings has historically been rare and is subject to both federal and state limitations, reviewing the applicable laws and regulations will help you to prepare and respond appropriately, if necessary.

Scenario: Federal officials arrive at an in-person voting location to vote

Summary

Federal and state laws protect the voting rights of federal officials and military personnel. State law that prohibits carrying firearms at polling places may not apply to certain federal officials when they vote in person.

Discussion

N.Y. Penal Law § 265.01-e(1)–(2) prohibits an individual from knowingly possessing a firearm in “a sensitive location,” which includes polling sites and “any place owned or under the control of federal, state or local government.” However, this prohibition does not apply to federal law enforcement officers who are authorized to carry concealed firearms under 18 U.S.C. § 926B, or retired federal law enforcement officers who are authorized to carry concealed firearms pursuant to 18 U.S.C. § 926C (N.Y. Penal Law § 265.01-e(3)). It also exempts active-duty military personnel (N.Y. Penal Law § 265.01-e(3)).

Additionally, N.Y. Civ. Rts. Law § 101(1) prohibits “police officers,” “peace officers,” and “federal law enforcement officers” from wearing face coverings that conceal their identities while interacting with the public in the performance of their duties. N.Y. Civ. Rts. Law § 102(1)–(3) similarly requires such officials to display identification — or, if not uniformed, an identifying logo — while interacting with the public in the performance of their duties, except when concealment is necessary for investigative, protective, or medical/emergency response purposes.

At the same time, federal law provides significant protections to federal officials’ and employees’ right to vote: 18 U.S.C. § 610 makes it a felony for “any person to intimidate, threaten, command, or coerce, or attempt to intimidate, threaten, command, or coerce, any employee of the Federal Government . . . to engage in, or not to engage in, any political activity, including, but not limited to, voting or refusing to vote for any candidate or measure in any election.”

Planning and Preparation Steps for Consideration
  • Review current policies that address access to in-person voting locations. Speak with other election officials in your state about their policies.
  • Discuss your office’s policies with your counsel and law enforcement. Inform them of any relevant past concerns, challenges, or special considerations in your jurisdiction. The Committee for Safe and Secure Elections offers a guide for working with law enforcement to help keep elections, voters, and election infrastructure safe and secure.
    • Update policies as necessary, with the understanding that a uniform statewide policy has many advantages for you and your voters. Discuss these policies with local law enforcement and with relevant stakeholders as appropriate, including federal government employee groups, local voting rights organizations and other community groups, local military liaisons, and state officials.
  • Incorporate these policies into your training materials and other relevant documents.
  • Publish, post, and otherwise distribute these policies before and during in-person voting. Consider working with community groups, military and veterans’ groups, and federal officials in your area to help distribute these policies.
  • Contact your counsel and notify other election officials in your state of challenges that arise during the in-person voting period.

Scenario: Federal officials arrive at an in-person voting location to observe or monitor an election

Summary

Both the Department of Justice (DOJ) and Congress may deploy election observers or monitors. Applicable restrictions will vary depending on the jurisdiction, the type of election, and other factors. Several federal and state laws prohibit interfering in an election.

Discussion

The DOJ may deploy federal employees to in-person voting locations. The deployed federal officials are often categorized as either federal observers or federal monitors. Congress has a separate program that may deploy congressional observers to in-person voting locations.

Federal observers. The DOJ has clear authority to deploy federal observers to locations “where there is a court order under Section 3(a) of the Voting Rights Act authorizing their presence.” Currently, the only jurisdictions that meet this requirement are in Louisiana (St. Landry Parish), New Jersey (Union County), and Rhode Island (City of Pawtucket). It is your responsibility to know whether a relevant court order is in place in your jurisdiction. Absent a court order, the DOJ lacks clear authority to deploy federal observers inside in-person voting locations.

Federal monitors. In the past, the DOJ has deployed federal monitors “to monitor for compliance with federal civil rights laws in elections in communities all across the country.” In November 2024, for example, the DOJ deployed monitors to voting locations in 27 states. In November 2020, it deployed monitors to 18 states, including New York, where staff were sent to seven municipalities.

While the DOJ monitors “both federal and non-federal elections,” it has usually limited federal monitor deployments to Election Day. Deployed federal monitors have included DOJ attorneys and other department personnel. Federal election monitoring by the DOJ is typically coordinated by the Civil Rights Division, which informs the relevant election officials of any plans to send federal monitors and “maintain[s] contact with state and local election officials.”

Whether these monitors can be stationed inside a particular polling location has been decided by negotiation and, on occasion, by litigation between state government officials and the DOJ. According to a 2018 report by the U.S. Commission on Civil Rights, the DOJ can “send its own staff to monitor elections, but they can only enter the polls if they have permission from the local jurisdiction.” State law does not authorize local election officials to grant permission to individuals who are not expressly authorized by federal or state law to enter a polling location. When permission has not been granted or is in question, some state election officials, including the Missouri Secretary of State and the Texas Attorney General, have requested a court order barring federal monitors inside polling locations when informed that jurisdictions in their state had been selected for federal monitoring. In Texas — which, unlike St. Louis County, had no prior settlement agreement with the DOJ authorizing federal monitoring — the department agreed to station observers outside of polling locations.

Congressional observers. For “decades,” Congress has deployed election observers “to watch the administration of congressional elections in the states.” In 2024, Congress codified this practice by enacting the Confirmation of Congressional Observers Act (COCOA), 52 U.S.C. § 21083a, and published guidance on the congressional Election Observer Program. COCA expressly authorizes Congress to send observers to “polling locations, any location where processing, scanning, tabulating, canvassing, recounting, auditing, or certifying voting results is occurring, or any other part of the process associated with elections for Federal office” (52 U.S.C. § 21083a). The statute also establishes “specific guidelines for conduct and interactions between observers and election staff” and places restrictions on congressional election observers, including prohibitions on handling ballots or voting equipment.

COCOA states that the Qualifications Clause, holding that each house “shall be the Judge of the Elections, Returns and Qualifications of its own Members” (U.S. Const. art. I, § 5, cl. 1), and the Elections Clause, granting state legislatures authority over “the Times, Places and Manner of holding Elections for Senators and Representatives” but giving Congress the right to “at any time by Law make or alter such Regulations” (U.S. Const. art. I, § 4, cl. 1), grant Congress the authority for the program. The act explains that, under this authority, “regardless of legislative action, Congress has the authority to send congressional election observers.”

Shortly after COCOA’s passage, House Administration Committee chair Bryan Steil (R-WI) and ranking member Joseph Morelle (D-NY) sent a letter to the National Association of Counties outlining the congressional election observer program and the new legislation. While acknowledging that “states have the important responsibility of administering our federal elections,” the letter emphasized Congress’s “duty to ‘Judge the Elections, Returns and Qualifications of its own Members,’” and stated that “the House’s constitutional and statutory authority in this area supersedes state law.” More specifically, it stated that congressional observers “are to be provided ‘full access to clearly observe all elements of election administration procedures’ throughout the election process . . . even if state law credentialing, partisan quota, or access requirements exist to the contrary.”

In the past, program outreach to election officials in jurisdictions selected for congressional observation has been inconsistent. This has likely contributed to confusion that has at times resulted when congressional observers arrive with “credentials” that are issued by congressional committees but do not comport with state law — which often requires written authorization from a state or local political party or campaign official. On at least one occasion, after a congressional observer failed to provide credentials required under state law (but did provide a copy of a letter on House Administration Committee letterhead), a member of Congress publicly accused local election officials of “blocking entrance of Official House Election Observers.”

Importantly, COCOA also specifies that state and local election officials can lawfully remove congressional election observers when “a reasonable basis to believe that the designated congressional election observer has engaged in or imminently will engage in intimidation or deceptive practices prohibited by Federal law” exists.

Restrictions against election interference. Federal and state laws prohibit federal officials from interfering or attempting to interfere with an election. 18 U.S.C. § 595 prohibits government employees from using official authority in connection with federally financed activity to interfere with a federal election. 18 U.S.C. § 598 prohibits the use of congressional appropriations “for the purpose of interfering with, restraining, or coercing any individual in the exercise of his right to vote[.]”

As for state law, N.Y. Penal Law § 195.05(1) prohibits obstructing governmental functions or “attempt[ing] to prevent a public servant from performing an official function” through intimidation, physical force, or “by means of any independently unlawful act.”

New York law also prohibits interference with voters and voting rights. N.Y. Civ. Rts. Law § 40-c(2) prohibits a public entity from discriminating against an individual’s civil rights based on their protected status, while N.Y. Elec. Law §§ 17–102(7)–(8), 17–150(1)–(2), 17–154(1), and 17–212(1) specifically prohibit an individual from interfering with another’s right to vote. One of those provisions — N.Y. Elec. Law § 17–212 — even applies to conduct occurring under the “color of law,” and therefore may expressly extend to federal officials acting in their official capacity.

The application of state-law requirements to federally authorized observers or monitors may be limited to the extent they are preempted by federal law. Contact your counsel to assess whether, and to what extent, these requirements may apply to federally authorized observers or monitors in your jurisdiction.

Planning and Preparation Steps for Consideration
  • Review relevant federal law on federal observers, federal monitors, and congressional observers.
  • Ask for a list of the names of the federal monitors or congressional election observers that are being deployed to your jurisdiction.
  • Speak with other local election officials (including those in other states) whose jurisdictions have been selected by the DOJ or Congress for observation or monitoring.
  • Discuss the possibility of federal observers, federal monitors, and congressional observers with your counsel. Discuss appropriate responses and policies and communicate them with your staff.
  • If your office is contacted by the DOJ or Congress about observers or monitors, consider the following actions:
    • Contact your counsel. Inform local and state election official colleagues.
    • Identify other jurisdictions that have been selected for observation or monitoring. Communicate challenges and successes.
    • Connect your counsel with similarly situated local election officials’ counsel.
    • Contact your congressional representative or senator.

Scenario: Federal officials arrive at an in-person voting location or ballot drop boxes while conducting official business

Summary

Depending on the location of in-person voting sites or ballot drop boxes, federal officials conducting routine business may be stationed in the vicinity. Complex jurisdictional questions can arise in such situations. In particular, election officials may have less legal authority to mitigate potential concerns about federal presence at voting sites or drop boxes located at federal locations — that is, located on or adjacent to federal land (including military installations) or in federal buildings — than at other locations.

Discussion

If an in-person voting location or drop box is located on or adjacent to federal land, federal officials may appear frequently in the vicinity while conducting routine business.

N.Y. Penal Law § 265.01-e(1)–(2) prohibits an individual from knowingly possessing a firearm in “a sensitive location,” which includes poling sites and “any place owned or under the control of federal, state or local government.” This provision would therefore cover drop boxes located in federal government buildings and on federal land. The provision might also cover drop boxes located outside of these areas as they are controlled by local government entities and are arguably polling sites themselves. However, this prohibition does not apply to federal law enforcement officers who are authorized to carry concealed firearms under 18 U.S.C. § 926B, or retired federal law enforcement officers who are authorized to carry concealed firearms pursuant to 18 U.S.C. § 926C (N.Y. Penal Law § 265.01-e(3)). It also exempts active-duty military personnel (N.Y. Penal Law § 265.01-e(3)).

Federal law also restricts the conduct of federal officials related to elections. For example, 18 U.S.C. § 592 prohibits federal officials from deploying “armed men at any place where a general or special election is held.” Consistent with that restriction, New York law prohibits state entities and their employees and municipal governments and their employees from granting immigration agencies or their employees engaged in immigration enforcement permission to access — or otherwise facilitating access to — a “polling location” when doing so would violate 18 U.S.C. §§ 592, 595, 52 U.S.C. § 10307(b), or the Fourteenth or Fifteenth Amendments to the U.S. Constitution, except to comply with a federal judicial order or federal warrant or when required to do so under existing law (N.Y. Exec. Law § 319-a(6)(a)(ii), (9); N.Y. Gen. Mun. Law § 996-a(6)(a)(ii), (9)).

Additionally, N.Y. Civ. Rts. Law § 101(1) prohibits “police officers,” “peace officers,” and “federal law enforcement officers” from wearing face coverings that conceal their identities while interacting with the public in the performance of their duties. N.Y. Civ. Rts. Law § 102(1)–(3) similarly requires such officials to display identification — or, if not uniformed, an identifying logo — while interacting with the public in the performance of their duties, except when concealment is necessary for investigative, protective, or medical/emergency-response purposes.

Moreover, N.Y. Elec. Law §§ 17–150(1)–(2), 17–154(1), and 17–212(1) specifically prohibit an individual from interfering with another’s right to vote. One of those provisions — N.Y. Elec. Law § 17–212 — even applies to conduct occurring under the “color of law,” and therefore may expressly extend to federal officials acting in their official capacity.

Finally, if an in-person voting location or drop box is located within a federal building, 18 U.S.C. § 930(a) — which prohibits carrying a firearm in a federal facility (other than a federal court facility) — typically applies. However, this prohibition does not apply to federal officials, employees, and agents or to state and local law enforcement officers while carrying out “the lawful performance of official duties” (18 U.S.C. § 930(d)(1)).

Planning and Preparation Steps for Consideration
  • Review in-person voting locations and drop box sites to determine whether any are located on or adjacent to federal land or within federal buildings. Create a list.
  • Review the list with your counsel and discuss applicable laws and potential jurisdictional issues.
  • Review state laws limiting who may be lawfully present in a polling place.
  • Meet with law enforcement to discuss state statutes and guidelines. The Committee for Safe and Secure Elections offers a guide for working with law enforcement to keep elections safe and secure.
  • Meet with relevant federal officials in advance to discuss potential jurisdictional issues and agree on the rules and procedures that will apply during in-person voting. Formalize agreements as appropriate.
  • Review and update current procedures, in-person voting location training materials, public communications, and other documents as necessary.
  • Work with your counsel and relevant federal officials if concerns about federal presence arise at in-person voting locations located on or adjacent to federal land or in federal buildings.
  • Share challenges and successes with local and state colleagues.

Scenario: Federal officials arrive at a ballot drop box location not on or adjacent to federal land or in a federal building

Summary

Certain federal officials qualify for an exemption to prohibitions on carrying weapons near ballot drop boxes not located on or adjacent to federal land or in federal buildings. Nevertheless, state law prohibits interfering with the right to vote.

Discussion

County election boards can establish ballot drop boxes for early mail and absentee ballots at locations of their choosing, subject to State Board of Elections rules and regulations (N.Y. Elec. Law § 8–416(2)–(3)).

N.Y. Penal Law § 265.01-e(1)–(2) prohibits an individual from knowingly possessing a firearm in “a sensitive location,” which includes polling sites and “any place owned or under the control of federal, state or local government.” This provision would therefore cover drop boxes located in state or local government buildings and at polling sites. The provision might also cover drop boxes located outside of these areas as they are controlled by local government entities and are arguably polling sites themselves. However, this prohibition does not apply to federal law enforcement officers who are authorized to carry concealed firearms under 18 U.S.C. § 926B, or retired federal law enforcement officers who are authorized to carry concealed firearms pursuant to 18 U.S.C. § 926C (N.Y. Penal Law § 265.01-e(3)). It also exempts active-duty military personnel (N.Y. Penal Law § 265.01-e(3)).

Additionally, N.Y. Civ. Rts. Law § 101(1) prohibits “police officers,” “peace officers,” and “federal law enforcement officers” from wearing face coverings that conceal their identities while interacting with the public in the performance of their duties. N.Y. Civ. Rts. Law § 102(1)–(3) similarly requires such officials to display identification — or, if not uniformed, an identifying logo — while interacting with the public in the performance of their duties, except when concealment is necessary for investigative, protective, or medical/emergency response purposes.

Moreover, N.Y. Elec. Law §§ 17–150(1)–(2), 17–154(1), and 17–212(1) specifically prohibit an individual from interfering with another’s right to vote. One of those provisions — N.Y. Elec. Law § 17–212 — even applies to conduct occurring under the “color of law,” and therefore may expressly extend to federal officials acting in their official capacity.

Planning and Preparation Steps for Consideration
  • Consult with your counsel about the possibility of federal officials being deployed to ballot drop box or drop-off locations.
  • Consider posting signage regarding weapons prohibitions at in-person voting locations, especially those with adjacent ballot drop boxes and drop-off locations. The Center for Civic Design offers a guide with customizable gun safety signage templates.
  • Provide or cite state statutes that prohibit voter intimidation and carrying firearms when responding to concerns about armed federal officials near ballot drop box locations.

Scenario: Federal officials arrive at an election office

Summary

Certain federal officials qualify for an exemption from prohibitions on carrying weapons in election offices. Nevertheless, federal officials cannot interfere with election administration.

Discussion

N.Y. Penal Law § 265.01-e(1)–(2) prohibits an individual from knowingly possessing a firearm in “a sensitive location,” which includes “any place owned or under the control of federal, state or local government.” This provision would therefore cover election offices. However, this prohibition does not apply to federal law enforcement officers who are authorized to carry concealed firearms under 18 U.S.C. § 926B, or retired federal law enforcement officers who are authorized to carry concealed firearms pursuant to 18 U.S.C. § 926C (N.Y. Penal Law § 265.01-e(3)). It also exempts active-duty military personnel (N.Y. Penal Law § 265.01-e(3)).

Other state laws may restrict federal officials’ access to election offices if they attempt to interfere with election administration. For example, N.Y. Penal Law § 195.05(1) prohibits obstructing governmental functions or “attempt[ing] to prevent a public servant from performing an official function” through intimidation, physical force, or “by means of any independently unlawful act.” N.Y. Elec. Law § 17–102(6) further prohibits an individual from attempting to induce or inducing an election official to act in contravention of their duties at a primary election or when registering voters.

Finally, N.Y. Civ. Rts. Law § 101(1) prohibits “police officers,” “peace officers,” and “federal law enforcement officers” from wearing face coverings that conceal their identities while interacting with the public in the performance of their duties. N.Y. Civ. Rts. Law § 102(1)–(3) similarly requires such officials to display identification — or, if not uniformed, an identifying logo — while interacting with the public in the performance of their duties, except when concealment is necessary for investigative, protective, or medical/emergency-response purposes.

Planning and Preparation Steps for Consideration
  • Consult with your counsel about the possibility of federal officials being deployed to your office.
  • Consider including prohibitions on firearms and intimidation on signage at your office, consistent with federal and state laws. The Center for Civic Design offers a guide with customizable gun safety signage templates.

Election Interference or Disruption

Attempts to interfere with the administration of safe and secure elections can take many forms, including unlawful attempts to seize election materials and voter intimidation. Federal and state laws strictly prohibit federal interference in elections. Historically, federal efforts to interfere with elections have been exceptionally rare. However, reviewing the applicable laws and regulations will help you to prepare and respond appropriately, if necessary.

Scenario: Law enforcement officials (or others) demand access to or attempt to seize voting equipment or election materials

Summary

State and local election officials are the custodians of election records and equipment. They operate within a complex legal framework that includes state statutes, federal law, and constitutional boundaries. Responding to requests for access, subpoenas, orders, and other demands for custody of election-related materials or equipment with clarity and consistency requires careful attention to those rules, and to the roles that different levels of government play in election administration.

Discussion

Under the U.S. Constitution, both states and Congress have responsibilities related to elections. Though Congress may set rules for federal elections, in practice, states manage voter registration, voting systems, and the broader infrastructure of election administration. No federal agency has blanket authority to intervene in or access election systems without legal process or specific statutory authorization. All requests — from any requestor — must respect the constitutional and statutory framework that preserves state and local control.

Federal law designates election officials as the custodians of “all records and papers which come into [their] possession relating to any application, registration, payment of poll tax, or other act requisite to voting” and requires them to “preserve and maintain” these records for 22 months (52 U.S.C. § 20701). The Department of Justice (DOJ) has advised that election-related records must remain under election officials’ supervision, thereby limiting conditions under which others may be granted access. Additionally, various New York laws, including N.Y. Elec. Law §§ 3–220, 3–222, require election officials to keep and preserve election records for certain durations. A complete list of requirements can be found in the New York State Archives’ Retention and Disposition Schedule.

Federal and state laws may limit the information that local New York election officials are required to or prohibited from providing to federal officials. For example, 52 U.S.C. § 20703 requires custodians to make election records “available for inspection, reproduction, and copying at the principal office of such custodian” but only if the attorney general makes a demand “in writing . . . [that includes] a statement of the basis and the purpose therefor.” And while state law makes registration records available for public inspection, it prohibits disclosure of a voter’s sensitive information, including a driver’s license number, non-driver photo ID number, social security number, and facsimile number (N.Y. Elec. Law § 3–220(1)).

In June 2025, the Department of Justice (DOJ) requested New York’s statewide voter registration list including all private voter data. After New York State provided its publicly available statewide voter registration list — which does not include voters’ sensitive information — to the DOJ in response, the DOJ sued the state for refusing to provide the complete set of data. The lawsuit is ongoing — please check with your counsel on the current status of the lawsuit.

Federal law prohibits government actors from engaging in election interference. For example, 18 U.S.C. § 595 prohibits government employees from using official authority in connection with federally financed activity to interfere with a federal election, and 18 U.S.C. § 598 prohibits the use of congressional appropriations “for the purpose of interfering with, restraining, or coercing any individual in the exercise of his right to vote.”

New York law also prohibits interference with elections and election administration. For instance, N.Y. Elec. Law § 17–116 prohibits willfully damaging voting booths, willfully removing or destroying voting booth supplies and equipment, willfully damaging candidate lists before polls close, and willfully removing or defacing voter instruction cards. N.Y. Penal Law § 195.05(1) further prohibits obstructing governmental functions or “attempt[ing] to prevent a public servant from performing an official function” through intimidation, physical force, or “by means of any independently unlawful act.”

Planning and Preparation Steps for Consideration
  • Review internal policies and protocols for managing access to voter data, election materials, and election equipment.
  • Consult with your counsel to review any recent court rulings and discuss the applicability of these policies to uninvited law enforcement who lack a warrant signed by a judge. Inform your counsel of any relevant past concerns, challenges, or special considerations in your jurisdiction.
  • Update any policies and protocols as necessary based on these discussions, with the understanding that a uniform statewide policy has many advantages for you and your voters.
  • Ensure that physical access is structured such that public areas, restricted zones, and designated observation points are clearly marked, and establish or review procedures for managing in-person requests. Measures such as appointment policies and signage in public areas to indicate employee-only spaces can help maintain order and protect secure environments.
  • If a request, subpoena, or other demand is presented, consult with your counsel as soon as possible. Please note that a warrant signed by a judge presents a special case. Judicially approved warrants require prompt compliance, and it may be a crime to resist the execution of such a warrant.
  • When appropriate, consult with the Election Commissioners Association of New York, the State Board of Elections, and other trusted and experienced state and local election officials for advice on efficiently fielding similar requests. Sharing information may also help other election officials facing similar situations.

Scenario: Troops or armed federal officials arrive at a voting location

Summary

Federal law clearly states that, unless “necessary to repel armed enemies of the United States,” no officer of the Army, Navy, “or other person in the civil, military, or naval service of the United States” shall “order, bring, keep, or [have] under his authority or control any troops or armed men at any place where a general or special election is held (18 U.S.C. § 592). This proscription likely bars federal law enforcement officials from being stationed at in-person voting locations. State and federal voter intimidation laws may also apply.

Discussion

On its face, 18 U.S.C. § 592 makes it a felony for federal civil servants to order, bring, keep, or have under their control armed federal law enforcement officials at any polling location unless that location is under armed foreign attack. Given that federal law enforcement officials — including Immigration and Customs Enforcement (ICE) agents — are typically armed, this prohibition would typically prohibit their deployment to in-person voting locations. Notably, although 18 U.S.C. § 592 was enacted well after passage of the Insurrection Act, it does not provide an exemption for troops deployed pursuant to the act.

As for state law, N.Y. Penal Law § 265.01-e(1)–(2) prohibits an individual from knowingly possessing a firearm in “a sensitive location,” which includes polling sites and “any place owned or under the control of federal, state or local government.” However, this prohibition does not apply to federal law enforcement officers who are authorized to carry concealed firearms under 18 U.S.C. § 926B, or retired federal law enforcement officers who are authorized to carry concealed firearms pursuant to 18 U.S.C. § 926C (N.Y. Penal Law § 265.01-e(3)). It also exempts active-duty military personnel (N.Y. Penal Law § 265.01-e(3)).

That said, N.Y. Penal Law § 120.14(1) prohibits “intentionally plac[ing] or attempt[ing] to place another person in reasonable fear of physical injury, serious physical injury or death by displaying a deadly weapon, dangerous instrument or what appears to be a pistol, revolver, rifle, shotgun, machine gun or other firearm[.]” This provision contains no exemptions, and thus might apply to conduct by armed federal personnel that exceeds lawful authority.

Furthermore, Section 11(b) of the Voting Rights Act of 1965 (52 U.S.C. § 10307(b)) prohibits anyone from intimidating, threatening, or coercing — or attempting to intimidate, threaten, or coerce — voters or those who are urging or aiding others to vote, whether or not the actor intends to intimidate. Courts have consistently recognized that Section 11(b) creates a private right of action, allowing private plaintiffs, including voters, to obtain relief against voter intimidation. New York law contains two similar protections. The first, N.Y. Elec. Law § 17–212(1), prohibits an individual — whether acting under the “color of law or otherwise” — from threatening, deceiving, or obstructing an individual to interfere with their right to vote. It entitles any “[a]ny aggrieved persons, organization whose membership includes aggrieved persons or members of a protected class, organization whose mission, in whole or in part, is to ensure voting access and such mission would be hindered by a violation of this section, or the attorney general” to enforce the provision (N.Y. Elec. Law § 17–212(2)). The second, N.Y. Civ. Rts. Law § 85(1), authorizes an injured party to sue an individual acting under “color of law” who subjects a U.S. citizen or other person within the United States’ jurisdiction “to the deprivation of any rights, privileges, or immunities secured by” the U.S. Constitution. Because both N.Y. Elec. Law § 17–212 and N.Y. Civ. Rts. Law § 85 apply to conduct occurring under “color of law,” they may expressly extend to federal officials acting in their official capacities.

Additionally, New York law prohibits state entities and their employees and municipal governments and their employees from granting immigration agencies or their employees engaged in immigration enforcement permission to access — or otherwise facilitating access to — a “polling location” when doing so would violate 18 U.S.C. §§ 592, 595, 52 U.S.C. § 10307(b), or the Fourteenth or Fifteenth Amendments to the U.S. Constitution, except to comply with a federal judicial order or federal warrant or when required to do so under existing law (N.Y. Exec. Law § 319-a(6)(a)(ii), (9); N.Y. Gen. Mun. Law § 996-a(6)(a)(ii), (9)).

Finally, N.Y. Civ. Rts. Law § 101(1) prohibits “police officers,” “peace officers,” and “federal law enforcement officers” from wearing face coverings that conceal their identities while interacting with the public in the performance of their duties. N.Y. Civ. Rts. Law § 102(1)–(3) similarly requires such officials to display identification — or, if not uniformed, an identifying logo — while interacting with the public in the performance of their duties, except when concealment is necessary for investigative, protective, or medical/emergency response purposes.

Planning and Preparation Steps for Consideration
  • Consult with your counsel about the possibility of armed federal officials or troops being deployed to in-person voting locations or to your office.
  • Consider listing prohibitions on firearms, intimidation, deterrence, and obstruction on signage posted at in-person voting locations, ballot drop boxes, and ballot drop-off sites. The Center for Civic Design offers a guide with customizable gun safety signage templates. Ensure that signage comports with federal and state laws.
  • Provide or cite the above-mentioned statutes when responding to concerns about armed federal officials or troops at in-person voting locations.
  • Keep abreast of developments in cases involving deployment of federal troops and evaluate with your counsel to determine whether policy changes are warranted.

Scenario: Federal agents are deployed to communities

Summary

Increased and visible deployment of federal agents to communities during the early voting period and around Election Day could have a chilling effect on eligible voters. State and federal voter intimidation laws may apply.

Discussion

Section 11(b) of the Voting Rights Act of 1965 (52 U.S.C. § 10307(b)) prohibits anyone from intimidating, threatening, or coercing — or attempting to intimidate, threaten, or coerce — voters or those who are urging or aiding others to vote, whether or not the actor intends to intimidate. Courts have consistently recognized that Section 11(b) creates a private right of action, allowing private plaintiffs, including voters, to obtain relief against voter intimidation. New York law contains two similar protections. The first, N.Y. Elec. Law § 17–212(1), prohibits an individual — whether acting under the “color of law or otherwise” — from threatening, deceiving, or obstructing an individual to interfere with their right to vote. It entitles any “[a]ny aggrieved persons, organization whose membership includes aggrieved persons or members of a protected class, organization whose mission, in whole or in part, is to ensure voting access and such mission would be hindered by a violation of this section, or the attorney general” to enforce the provision (N.Y. Elec. Law § 17–212(2)). The second, N.Y. Civ. Rts. Law § 85(1), authorizes an injured party to sue an individual acting under “color of law” who subjects a U.S. citizen or other person within the United States’ jurisdiction “to the deprivation of any rights, privileges, or immunities secured by” the U.S. Constitution. Because both N.Y. Elec. Law § 17–212 and N.Y. Civ. Rts. Law § 85 apply to conduct occurring under “color of law,” they may expressly extend to federal officials acting in their official capacities.

Finally, N.Y. Civ. Rts. Law § 101(1) prohibits “police officers,” “peace officers,” and “federal law enforcement officers” from wearing face coverings that conceal their identities while interacting with the public in the performance of their duties. N.Y. Civ. Rts. Law § 102(1)–(3) similarly requires such officials to display identification — or, if not uniformed, an identifying logo — while interacting with the public in the performance of their duties, except when concealment is necessary for investigative, protective, or medical/emergency response purposes.

Planning and Preparation Steps for Consideration
  • Reach out to community groups, including immigrants’ rights groups, and local leadership (e.g., the mayor’s office or school superintendent) to understand your role in helping eligible voters in your community feel safe exercising their right to vote.
  • Reach out to entities where voting locations are sited (e.g., schools, community centers, nursing homes) to discuss their policies regarding access to those carrying out immigration enforcement on site and the applicability of those policies during the voting period.
  • Review any public education materials on this matter with your counsel to ensure accuracy and legality.
  • Contact your counsel if any issues arise.

Scenario: USPS election mail policy changes impact mail delivery or public confidence

Summary

The U.S. Postal Service is responsible for processing, transporting, and delivering the nation’s election mail safely, securely, and on time. USPS policies establish special handling requirements that prioritize election mail while in USPS custody. Election officials do their part to help USPS officials easily identify election mail by voluntarily printing highly visible election mail logos on envelopes used for election materials, including ballots. Mail service interruptions or delays that only (or largely only) affect election mail are possible, but such issues would likely only result from changes to current USPS policies (which would almost certainly require leadership changes). The Postal Service’s unique governance structure offers some protection against hasty policy and leadership shifts.

Discussion

People’s confidence in election mail is a crucial component of public trust in U.S. elections. As such, the Postal Service plays a vital role in election administration. Mail voting is central to that role, but election mail encompasses “any item mailed to or from authorized election officials that enables citizens to participate in the voting process — including ballots, voter registration cards, absentee voting applications and polling place notifications.” Understanding the relevant laws and regulations governing election mail can help election officials anticipate and, if necessary, navigate concerns about election mail and issues that may arise before, during, or after the voting period.

Although policy changes that target or otherwise disrupt election mail service could occur for multiple reasons — such as natural or human-caused disasters, leadership changes, or budget constraints — USPS’s governance structure (and that of the USPIS, the Postal Service’s law enforcement arm) make it unlikely that such changes could be implemented quickly or suddenly. Unlike other executive agencies, which are led by single, presidentially appointed, Senate-confirmed agency heads, USPS is an “independent establishment of the executive branch” overseen by a bipartisan board of governors (39 U.S.C. § 201).

This means that the board, guided by statute and its bylaws, “directs the exercise of the powers of the Postal Service, reviews the practices and policies of the Postal Service, and directs and controls the expenditures of the Postal Service.” The board selects and has the authority to remove the postmaster general (39 U.S.C. § 202), who serves as USPS’s chief executive officer and is responsible for Postal Service operations. The postmaster general, “as directed by the board . . . directs the powers of USPS except for those matters reserved for either the board or the governors.” For example, the “[a]pproval of official statements adopting major policy positions and of official positions on legislative proposals having a major impact on USPS” is a responsibility “[r]eserved for decision by the Board.”

Specific policies and procedures dictate the proper acceptance, processing, delivery, and documentation of election mail. In 2022, USPS formed a permanent, full-time election and government mail services team to formalize and centralize proven strategies, processes, and procedures. The Postal Service now operates a year-round education and compliance program to ensure that employees are fully trained and applying “all policies and procedures to properly handle mail-in ballots and other Election Mail.” In 2024, the Postal Bulletin published a comprehensive guide to these policies and procedures, including explanations about how the official election mail logo and other identifiers help USPS to monitor, track, and prioritize election mail delivery. According to the Postal Service’s 2024 postelection analysis report, USPS successfully processed, transported, and delivered 99.88 percent of ballots from voters to election officials within seven days and 99.64 percent within five days. On average, it took one day for USPS to deliver ballots from voters back to local election boards.

Election officials can prepare for and respond to mail service interruptions or delays by shoring up election mail processes and procedures over which they have control — such as providing alternative options like drop boxes for returning voted ballots and publicly communicating those options, and including election mail logos and tracking codes on election mail envelopes.

Planning and Preparation Steps for Consideration
  • Identify election mail policies and procedures that your office can control, such as ballot drop box locations and ballot return envelope design. Review these policies and assess whether changes are appropriate in your jurisdiction.
  • Meet with your local postmaster to share design updates, bulk mailing drop-ship dates, and estimated mail volume and to troubleshoot issues from previous election cycles.
  • Consider increasing the number of ballot drop box locations to offer voters with election mail reliability concerns alternative ballot return options.
  • If your office uses ballot tracking services or tools, regularly monitor tracking data for service anomalies and trends.
  • Report problems to USPS at https://electionmail.usps.com/s/report-a-problem.
  • Share information about service interruptions or delays with local colleagues and other election officials.
  • Encourage voters to return their voted ballots as early as possible in public communications.

The information in this handbook is provided for general informational purposes only and does not constitute legal advice. You should consult a qualified attorney for advice regarding your particular situation.

More from the State Election Law Interference Handbooks series